- PNC (Pittsburgh, PA)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... the company's success. As a Sr. Business Analytics Consultant within PNC's Regulatory Reporting organization, housed within the Office of the Corporate Controller,… more
- Capital One (Mclean, VA)
- Manager, Regulatory Legal Counsel The Regulatory Legal team at Capital One tackles legally complex issues impacting the entire company. We are seeking an ... attorney who is collaborative, inquisitive, and enthusiastic about the law . You'll need strong analytical and organizational skills, great judgment, and the ability… more
- JPMorgan Chase (Jersey City, NJ)
- …in financial reporting, ensuring adherence to industry standards and regulatory requirements. + Champion the firm's culture of diversity, equity, inclusion, and ... financial technology applications. + Familiarity with industry standards and regulatory requirements related to financial reporting and technology. +… more
- JPMorgan Chase (Brooklyn, NY)
- …1st Line of Defense (1LOD). It is responsible for executing the regulatory traceability process, documenting legal obligations, and mapping them to control framework ... elements to ensure compliance with material laws and regulatory requirements. Join our Markets Office of Legal Obligations...text as a layperson. JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to… more
- Pacificorp (Portland, OR)
- Senior Customer Regulatory Specialist (Salt Lake City, UT or Portland, OR) #113886 **Date:** Jul 18, 2025 **Location:** Portland /Salt Lake City, OR, US, 97232 ... **General Purpose** Act as top technical expert for the customer regulatory department on line extension regulations, policies and practices. Provide advice,… more
- MUFG (New York, NY)
- …a broker-dealer or financial institution + Thorough understanding of financial markets, and regulatory requirements + Excellent communication and stakeholder ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the...that is protected under applicable federal, state, or local law . At MUFG, our colleagues are our greatest assets.… more
- BlackRock (New York, NY)
- **About this role** **Associate, Global Product Solutions ETF Regulatory Marketing Review** **Location: New York or Boston** **About this role** Elevate your career ... one mission: to help more and more people experience financial well-being. Our clients, and the people they serve,...and compliance groups and FINRA staff to help ensure regulatory compliance of marketing and sales collateral, digital content,… more
- ManpowerGroup (Charlotte, NC)
- Our client, a Financial Services Enterprise, is seeking a Regulatory Data Management Consultant to join their team. As a Regulatory Data Management ... skills, which will align successfully in the organization. Job Title: Regulatory Data Management Consultant Location: Charlotte What's the Job? + Document… more
- Citigroup (Tampa, FL)
- …Financial Modeling, Liquidity Management, Problem Solving, Process Execution, Regulatory Reporting. **Other Relevant Skills** For complementary skills, please see ... Transformation. This team partners with Liquidity Management for funding management and Regulatory Reporting daily. The individual will lead a team and support the… more
- Citigroup (Getzville, NY)
- … Financial Acumen, Internal Controls, Issue Management, Problem Solving, Regulatory Reporting. **Other Relevant Skills** For complementary skills, please see ... CFTC Part 20 Swaps Large Trader Reporting where recent regulatory scrutiny has revealed a need to enhance the...a protected veteran, or any other characteristic protected by law ._ _If you are a person with a disability… more