- JPMorgan Chase (Groton, CT)
- …knowledge in this area of specialization. You will adhere to all regulatory requirements while marketing and promoting the financial products offered ... life of the loan. You will adhere to all regulatory requirements while marketing and promoting the financial...or disability, or any other basis protected under applicable law . We also make reasonable accommodations for applicants' and… more
- Unilever (Englewood Cliffs, NJ)
- …accurately and submitted on time for both internal stakeholders and external regulatory bodies. This includes group financial statements and local statutory ... financial records are accurate and complete, and that financial statements are prepared in accordance with regulatory...national origin, or any other basis protected by applicable law , and will not be discriminated against on the… more
- Edward Jones (Columbia, MO)
- …Overview **Skills/Requirements** **Skills:** + Ability to learn and apply legal and regulatory requirements related to selling financial solutions + Work ... the client team, working under the leadership of a financial advisor. You thrive in an inclusive team environment,...complete all ongoing training offered by the firm and regulatory authorities FINRA and/or SEC Complete required CE training… more
- Aegon Asset Management (Denver, CO)
- …to live their best life. More than a century ago, we were among the first financial services companies in America to serve everyday people from all walks of life . ... United in our purpose, we help people create the financial freedom to live life on their terms. What...and governance committees. + Ensure compliance with all applicable regulatory and governmental requirements. + Engage legal resources regarding… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- Travelers Insurance Company (Hartford, CT)
- …accounting policies. + Lead projects that analyze and implement complex business and financial regulatory changes relating to financial reporting, such as ... Travelers' accounting team serves as the steward of our financial information and controls to ensure compliance with all...numerous ways from our differences. In accordance with local law , candidates seeking employment in Colorado are not required… more
- Lincoln Financial (Radnor, PA)
- …and service maturity working across IT, business resilience, risk management, regulatory and compliance. **What you'll be doing** * Designs and implements ... to mitigate business interruption and other risks caused by business, regulatory , or industry-specific change initiatives. * Provides subject matter expertise to… more
- MUFG (Tampa, FL)
- …experience managing complex and dynamic Third-Party relationships. + Knowledge of regulatory bodies governing financial services and in providing guidance ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the...that is protected under applicable federal, state, or local law . At MUFG, our colleagues are our greatest assets.… more
- MUFG (Tempe, AZ)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...teams and lines of defense to fulfill audit and regulatory requests. + **Enterprise Reporting & Analytics:** Support production… more
- Bank of America (Charlotte, NC)
- …At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible ... and developing exceptional talent, supporting our teammates' physical, emotional, and financial wellness, recognizing and rewarding performance, and how we make an… more