- MUFG (San Francisco, CA)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- Santander US (Dallas, TX)
- …of this experience with an understanding of Financial Analytics with a focus on Financial Risk & Regulatory Reporting . You will gain direct knowledge of ... Journey Starts Here:** Santander is a global leader and innovator in the financial services industry. We believe that our employees are our greatest asset. Our… more
- JPMorgan Chase (Chicago, IL)
- …and control frameworks, managing control-related activities, and overseeing Audit/Compliance/ Regulatory reviews. **Job Responsibilities:** + Lead and support ... plans to ensure progress. + Lead review preparation and remediation efforts for Regulatory , Second Line, and Internal Audit exams. + Provide control oversight and… more
- JPMorgan Chase (Indianapolis, IN)
- …business P/L by developing and executing Mortgage Banking strategies and managing regulatory controls. + Leads P/L ownership for the market, guiding pricing, ... + Monitors loan applications and closings, provides business-building advice, and ensures regulatory compliance. + Uses strategic skills to maintain a broad market… more
- TD Bank (New York, NY)
- …stock recommendations to institutional investor clients. Job tasks include financial modeling, interviews with physician experts and company managements, conducting ... composing company-specific and thematic research reports; building and maintaining financial and market models; interviewing physicians and company executives;… more
- St. Luke's Health System (Boise, ID)
- …APP compensation and contracting functions, ensuring fair, compliant, and market-informed financial arrangements for employed and contracted providers. This role is ... including compensation work intake, triage, prioritization, annual plan management, and regulatory compliance. As the primary liaison to legal, compliance, human… more
- Capital One (Riverwoods, IL)
- …technology, operations and ecosystem related risks, as well as risk management and regulatory expectations for a large financial institution. This role will be ... with a near-term focus on audit execution and delivery for Discover Financial Services as part of our integration effort. **Responsibilities:** + Develop the… more
- Siebert Williams Shank (New York, NY)
- …base. We are a SEC-registered securities broker-dealer and member of the Financial Industry Regulatory Authority (FINRA) and the Municipal Securities Rulemaking ... bankers in business development efforts. SWS is a full-service investment banking and financial services company dual-headquartered in New York and Oakland. SWS is a… more
- Mizuho Corporate Bank (Los Angeles, CA)
- …relationship management efforts by processing a variety of client's financial transactions, ensuring accurate documentation, maintaining client records, and ... highly experienced and motivated professionals with a strong background in financial institution and commitment to delivering exceptional service and driving client… more
- Concentrix (Providence, RI)
- …highly skilled Technical Business Analyst with strong experience in the Banking, Financial Services, and Insurance (BFSI) domain. The ideal candidate will bridge ... closely with stakeholders, architects, and development teams to deliver scalable, regulatory -compliant, and customer-centric solutions. This is a remote, work at… more