- PNC (Pittsburgh, PA)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... procedures * Understanding of preparing documentation and drafting responses to regulatory agency bodies, such as the OCC Prior experience supporting technology… more
- Janus Henderson Investors (Denver, CO)
- …Janus Henderson is to help clients define and achieve superior financial outcomes through differentiated insights, disciplined investments, and world-class service. ... outcomes and savings achieved to senior management. + Ensure compliance with regulatory and company policies during procurement activities and sourcing to global… more
- Parker Hannifin Corporation (Irvine, CA)
- …and tactical goals, policies, and procedures, and by ensuring contract and regulatory compliance. Essential Functions: + Manages and is accountable for the ... Approves resource requirements and effort estimates. Applies understanding of program financial reporting methods. + Establishes direction for functional team and… more
- Janus Henderson Investors (Denver, CO)
- …Janus Henderson is to help clients define and achieve superior financial outcomes through differentiated insights, disciplined investments, and world-class service. ... legal matters and risk and controls. + Assist with regulatory change projects, business change projects and investment product...+ Extensive experience in a similar role or in financial services preferably gained in-house + Minimum of 10… more
- Synchrony (Altamonte Springs, FL)
- …to maximize net loss reduction within budget and to ensure regulatory and compliance excellence. Collaborating closely with Recovery Operations, Legal, Compliance, ... Compliance, Fair Lending, Business Intelligence / Reporting, Model Development, external law firms, and other stakeholders to ensure aligned, effective, and… more
- RELX INC (Alpharetta, GA)
- …+ Responsible for putting together documentation + Handle all high-level regulatory consumer escalated complaints including Better Business Bureau (BBB), Consumer ... Financial Protection Bureau (CFPB), Attorney General Offices (AG), and...Bureau (CFPB), Attorney General Offices (AG), and all other regulatory agencies + Demonstrate ownership from assigned work from… more
- PNC (Strongsville, OH)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... high-quality data is available and accessible to power analytics, regulatory reporting, AI/ML, and operational decision-making. Other primary responsibilities… more
- City National Bank (Los Angeles, CA)
- …* Knowledge of commercial portfolio management, credit risk, commercial credit underwriting, financial analysis, and regulatory requirements. * Strong verbal and ... current situation, desired credit culture, industry "best practices", risk tolerance, and regulatory expectations. * Seek input from various areas and levels of the… more
- Colorado State University (Fort Collins, CO)
- …family. These CSU resources help with many aspects of your life - financial , physical, emotional, family, workplace wellness. These resources are part of our ... As a condition of employment and required by Colorado law , employees are required to participate in either the...Veterinary Technician ( PVT ) through the Department of Regulatory Agencies ( DORA ), or eligibility to obtain… more
- Capital One (Mclean, VA)
- …across various Finance Lines of Business (LOBs) and a basic understanding of regulatory requirements and controls as applied to business processes is expected. The ... control environment + Assess business process adherence to applicable laws, regulatory requirements, business requirements and controls + Understand regulatory … more