- RELX INC (Alpharetta, GA)
- …+ Responsible for putting together documentation + Handle all high-level regulatory consumer escalated complaints including Better Business Bureau (BBB), Consumer ... Financial Protection Bureau (CFPB), Attorney General Offices (AG), and...Bureau (CFPB), Attorney General Offices (AG), and all other regulatory agencies + Demonstrate ownership from assigned work from… more
- PNC (Strongsville, OH)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... high-quality data is available and accessible to power analytics, regulatory reporting, AI/ML, and operational decision-making. Other primary responsibilities… more
- City National Bank (Los Angeles, CA)
- …* Knowledge of commercial portfolio management, credit risk, commercial credit underwriting, financial analysis, and regulatory requirements. * Strong verbal and ... current situation, desired credit culture, industry "best practices", risk tolerance, and regulatory expectations. * Seek input from various areas and levels of the… more
- Colorado State University (Fort Collins, CO)
- …family. These CSU resources help with many aspects of your life - financial , physical, emotional, family, workplace wellness. These resources are part of our ... As a condition of employment and required by Colorado law , employees are required to participate in either the...Veterinary Technician ( PVT ) through the Department of Regulatory Agencies ( DORA ), or eligibility to obtain… more
- Capital One (Mclean, VA)
- …across various Finance Lines of Business (LOBs) and a basic understanding of regulatory requirements and controls as applied to business processes is expected. The ... control environment + Assess business process adherence to applicable laws, regulatory requirements, business requirements and controls + Understand regulatory … more
- JPMorgan Chase (Savage, MN)
- …the most of their lives by providing education and advice tailored to suit their financial needs. As a Private Client Banker in Branch Banking, you are the main ... Managers) to connect customers to experts who can help them with specialized financial needs + Makes lives of clients more convenient by sharing and setting… more
- Bank of America (Pepper Pike, OH)
- …business needs. Job expectations include driving responsible growth while minimizing regulatory , financial , operational, and reputational risks. The **Market ... legacy, and other life goals through investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client Associates help clients pursue the… more
- JPMorgan Chase (New York, NY)
- …coverage, legal, among others) and external (company management, legal and financial advisors, and other creditors) stakeholders, you will cover matters across ... restructuring of existing exposure; Transactions often contain material complex legal, financial , reputational, and jurisdictional issues + Review complex legal, … more
- JPMorgan Chase (Plymouth, MN)
- …diversity and inclusion. Using the latest banking solutions combined with cutting-edge financial technology and the most welcoming and friendly service, you will be ... most of their lives, by providing education and advice tailored to suit their financial needs. As a Branch Operations Lead Trainee in Branch Banking, you collaborate… more
- JPMorgan Chase (Tempe, AZ)
- …expertise in this area of specialization. You will adhere to all regulatory requirements while marketing and promoting the financial products offered ... for your customers throughout the loan duration. You will comply with all regulatory requirements while marketing and promoting Chase's financial products. **Job… more