- Synchrony (Altamonte Springs, FL)
- …to maximize net loss reduction within budget and to ensure regulatory and compliance excellence. Collaborating closely with Recovery Operations, Legal, Compliance, ... Compliance, Fair Lending, Business Intelligence / Reporting, Model Development, external law firms, and other stakeholders to ensure aligned, effective, and… more
- RELX INC (Alpharetta, GA)
- …+ Responsible for putting together documentation + Handle all high-level regulatory consumer escalated complaints including Better Business Bureau (BBB), Consumer ... Financial Protection Bureau (CFPB), Attorney General Offices (AG), and...Bureau (CFPB), Attorney General Offices (AG), and all other regulatory agencies + Demonstrate ownership from assigned work from… more
- PNC (Strongsville, OH)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... high-quality data is available and accessible to power analytics, regulatory reporting, AI/ML, and operational decision-making. Other primary responsibilities… more
- Capital One (Plano, TX)
- …the line of business by:** + **Providing input on business regulatory requirements** + **Providing guidance on business policies, standards, and procedures** ... compliance advice on complex projects** + **Providing guidance on controls over regulatory requirements and line of business monitoring of those controls** +… more
- City National Bank (Los Angeles, CA)
- …* Knowledge of commercial portfolio management, credit risk, commercial credit underwriting, financial analysis, and regulatory requirements. * Strong verbal and ... current situation, desired credit culture, industry "best practices", risk tolerance, and regulatory expectations. * Seek input from various areas and levels of the… more
- Colorado State University (Fort Collins, CO)
- …family. These CSU resources help with many aspects of your life - financial , physical, emotional, family, workplace wellness. These resources are part of our ... As a condition of employment and required by Colorado law , employees are required to participate in either the...Veterinary Technician ( PVT ) through the Department of Regulatory Agencies ( DORA ), or eligibility to obtain… more
- Capital One (Mclean, VA)
- …across various Finance Lines of Business (LOBs) and a basic understanding of regulatory requirements and controls as applied to business processes is expected. The ... control environment + Assess business process adherence to applicable laws, regulatory requirements, business requirements and controls + Understand regulatory … more
- TD Bank (Mount Laurel, NJ)
- …strategies with threat scenarios, business products, customer segments, and regulatory expectations. + Performance Monitoring & Optimization: Track the effectiveness ... changes, support internal reviews, and contribute to governance forums, audits, and regulatory exams. + Team Leadership: Mentor, guide, and develop a team of… more
- TD Bank (New York, NY)
- …compliance aspects of the applicable consumer protection laws and Complaint related regulatory expectations as communicated by federal regulators such as the OCC, ... of the Bank and its relevant subsidiaries + Leads or participates in regulatory examinations as necessary + Leads second line programs for Complaints oversight,… more
- TD Bank (Fort Lauderdale, FL)
- …and guidance to the product-based org** **Controls solution and development, regulatory and compliance for complex system landscapes (eg, hybrid, multi-cloud, edge ... technical tools integration in a complex environment** **Preferred Qualifications:** ** Financial experience and experience in developing modern digital applications.**… more