- BMO Financial Group (Chicago, IL)
- …leads the execution of strategic initiatives to deliver on business and financial goals. + Recommends business priorities, advises on resource requirements and ... + May provide specialized support for other internal and external regulatory requirements. + Oversees the design, development, and implementation of tools… more
- PNC (Columbus, OH)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... responsibilities may be performed remotely, at manager's discretion. Commercial Banking provides financial services, both in and out of PNC's branch footprint, to… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- Emory Healthcare/Emory University (Atlanta, GA)
- …resources in line with budget + Ensures compliance with policies, procedures and regulatory guidelines + Handles operational issues as they arise and works with ... patient flow + Supports the achievement of Section performance targets and financial goals **Equipment and Supplies:** + Develops procedures for purchasing medical… more
- PNC (Pittsburgh, PA)
- … regulatory and compliance issues * Strong familiarity with financial institution partnerships, including global banking institutions * Proven ability to ... occasional absence days each year, unless otherwise required by law ; between 15 to 25 vacation days each year,...Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more
- PNC (Vienna, VA)
- …Gathering and Reporting, Effective Communications, Predictive Analytics, Quantitative Techniques, Regulatory Environment - Financial Services, Testing **Work ... occasional absence days each year, unless otherwise required by law ; between 15 to 25 vacation days each year,...Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more
- PNC (Pittsburgh, PA)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... consumer/commercial securities-based lending, custom lending) * Have knowledge of financial markets, lending products, competitive environment, and key inputs that… more
- City National Bank (Los Angeles, CA)
- …stock ownership. * Monitor trends and practices in executive compensation related industry, financial and regulatory issues. * Model and recommend stock award ... plans as well as related governance, tax, audit and regulatory matters. This position will provide day-to-day support for...Research the stock program trends and practices in the financial services industry and within company peer group. Report… more
- Truist (Atlanta, GA)
- …remediation. Responsible for risk rating integrity, annual reviews as well as financial statement spreading, compliance and regulatory review. Manages all ... Includes day-to-day client interaction, managing portfolio risk and adheres to all regulatory and compliance guidelines. A critical component of this role is early… more
- PNC (Birmingham, AL)
- …Trust, Influencing, Loan Review, Organizational Governance, Planning and Organizing, Regulatory Environment - Financial Services **Work Experience** Roles ... occasional absence days each year, unless otherwise required by law ; between 15 to 25 vacation days each year,...Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more