- PNC (Pittsburgh, PA)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... assigned limits. + Performs risk analyses and portfolio/position management, market, financial analyses and/or due diligence using independent judgement on key… more
- PNC (Milwaukee, WI)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... consultative interactions with clients, and solutions that help them achieve financial well being. Creates a differentiated customer experience, making banking easy… more
- Citigroup (Miami, FL)
- …client/firm by complying with relevant policies, procedures, and country legal/ regulatory requirements. **Job Requirements** **New Client and Business Development** ... long-term solutions for clients/prospects + Present and communicate to clients/prospects complex financial concepts and investment strategies in a way that is easily… more
- PNC (Atlanta, GA)
- …Reporting, Managing Multiple Priorities, Market Risk, Negotiating, Problem Solving, Regulatory Environment - Financial Services **Work Experience** Roles ... occasional absence days each year, unless otherwise required by law ; between 15 to 25 vacation days each year,...Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more
- PNC (Atlanta, GA)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... Middle Market & Large Corporate clients (revenue of 50mm+) Formal Credit training Financial modeling skills preferred Licenses: Corporate Finance SIE, 79 and 63 (7… more
- Baystate Health (Springfield, MA)
- …management, boards of trustees and physician leaders in matters of corporate law , business transactions, financing, medical staff, regulatory compliance, health ... be responsible for managing legal affairs within a particular area of law . Shares law department management responsibilities. **Job Responsibilities:** **1)**… more
- Immigration and Customs Enforcement (Washington, DC)
- …Customs Enforcement (ICE) Office of the Principal Legal Advisor (OPLA) National Security Law Division (NSLD). You will provide legal advice and litigation support to ... studying in the United States in F- or M-nonimmigrant status and administrative law in the context of certifying schools to enroll foreign students. Experience with… more
- Staff Management | SMX (Rantoul, IL)
- …consistent Monday through Friday, 8:00 AM to 5:00 PM schedule, and bring your financial expertise to a thriving team. If you're a detail-oriented leader ready for ... of the accounting department for the accurate and timely dissemination of financial management reports including, but not limited to, internal and external monthly… more
- BMO Financial Group (TX)
- …the bank's high-value and strategic clients, providing strategic advice on financial solutions and ensuring exceptional service and partnership. + Structures deals, ... evaluates client returns on a proactive basis. + Ensures adherence to regulatory requirements, internal controls, and compliance policies in all aspects of… more
- BMO Financial Group (Marco Island, FL)
- …privacy, and act in their best interest. + Keeps current with the wider financial services marketplace, the legal and regulatory environment, and our commitment ... Identifies customer needs and provides advice and guidance regarding financial solutions that are in the best interests of...related to money laundering. + Complies with legal and regulatory requirements for the jurisdiction. + Protects the Bank's… more