- JPMorgan Chase (Chicago, IL)
- …of business. You will collaborate with diverse teams to enhance the financial reporting control environment and improve operational efficiency. This role offers high ... visibility and the opportunity to influence enhancements that strengthen the financial reporting control environment. **Job responsibilities:** + Analyze critical … more
- US Bank (Gresham, OR)
- …best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We ... The Fiduciary Officer is responsible for ensuring adherence to regulatory requirements and internal policies within the trust and...you and your family boost your health, protect your financial security and give you peace of mind. Our… more
- Citigroup (New York, NY)
- Citibank, NA seeks a Regulatory Risk Sr. Officer I for its New York, NY location. Duties: Support Regulatory Execution team in the development, adoption, and BAU ... and deliver technology implementation roadmaps, ensuring that both business and regulatory requirements are met. Drive implementation and adoption of consistent data… more
- PNC (Pittsburgh, PA)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... resources to develop resolution and recovery options strategy and confirm the regulatory requirements are met. Recovery Planning requires a bank to establish… more
- US Bank (Minneapolis, MN)
- …experience **Preferred Skills/Experience** - Advanced knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to...you excel at-all from Day One. **Job Description** The Compliance/ Regulatory Risk Manager will support the oversight and governance… more
- Truist (Charlotte, NC)
- …for conducting customer complaint review and remediation; coordinating and responding to regulatory requests for BD / RIA. Leads and executes compliance risk ... and regulators with respect to compliance risk management activities and regulatory examinations. 6. Implement strategies and methods related to the compliance… more
- Walmart (Bentonville, AR)
- …as a Senior Director, M&A Governance, Ethics & Compliance on the Enterprise & Regulatory Risk Management team! The Enterprise & Regulatory Risk Management team ... policies, ways of working, and company values. + Along with Enterprise & Regulatory Risk Management leaders, report monthly to an M&A Committee, providing updates to… more
- Bloomberg (New York, NY)
- Senior Software Engineer - Enterprise Regulatory Reporting Location New York Business Area Engineering and CTO Ref # 10045341 **Description & Requirements** The ... Enterprise Regulatory Reporting HUB (RHUB) provides a global cross jurisdictional...system resilience, scalability, and stability in response to evolving financial market demands and increasing load from our clients.… more
- Citigroup (Irving, TX)
- …degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a ... internal strategies, policies, procedures, processes, and programs to prevent violations of law , rule, or regulation and design and deliver a risk management… more
- Deloitte (Philadelphia, PA)
- …are critical to businesses. Your contributions can help clients improve financial performance, accelerate new digital ventures, and fuel growth through innovation. ... experience + 4+ years of experience in Life Sciences Pharmaceutical R&D regulatory domain. Experience to include: introducing new technologies like GenAI, AI/ML, and… more