- Truist (Philadelphia, PA)
- …comprehensive wealth management advice and solutions. Utilize objective and sound personal financial planning and financial advisory concepts to provide an ... mortgage, insurance, etc., using a team approach to deliver solutions to client's financial needs and to enhance existing relationships. * Thrives in a team based… more
- Ally (Raleigh, NC)
- **General information** **Ref #** 20049 **Remote?** No **Ally and Your Career** * Ally Financial only succeeds when its people do - and that's more than some cliche ... initiatives. * Establish and maintain relationships with relevant industry groups, regulatory bodies, and research organizations to stay informed about the latest… more
- PNC (Birmingham, AL)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... candidates will have 3+ years of experience within the financial services industry with the ability to demonstrate the...identifies and mitigates different types of risk, such as regulatory , reputational, operational and credit risks. + Focuses on… more
- PNC (Phoenix, AZ)
- … Services Industry, Industry Knowledge, Investments, Partnering for Clients' Success, Regulatory Environment - Financial Services, Retirement Programs, Selling. ... occasional absence days each year, unless otherwise required by law ; between 15 to 25 vacation days each year,...Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more
- PNC (Houston, TX)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... scorecards, such as risk ratings, by analyzing credit, collateral strength and financial worthiness of loan/transaction parties and also may have limited approval… more
- ARAMARK (Buffalo, NY)
- …all activities related to the Engineering department and will have client financial accountability, and be in compliance with the standards established by Aramark ... Will also focus on meeting and exceeding operating and financial goals, client objectives, KPI metrics, and customer needs....will be considered for employment in accordance with applicable law , including, but not limited to, the Los Angeles… more
- USAA (Plano, TX)
- …USAA?** At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We ... process owners to influence business analysis. + Supports internal/external audits, regulatory reviews and rating agency requests. **What you have:** To qualify,… more
- PNC (Pittsburgh, PA)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... analysis of complex transactions; researches the applicable accounting, reporting and regulatory guidance; and communicates the implications to senior management. +… more
- PSEG Long Island (Hicksville, NY)
- …plan, which exceeds $600 million annually. This Manager will provide financial risk assessment within all Portfolio investment decisions along with operational ... Operations, and Project Management stakeholders to ensure alignment with strategic, regulatory , and operational objectives. + Develop & document portfolio risk… more
- Citigroup (New York, NY)
- …+ Anticipate events in a client's life and business which have significant financial implications. + Serve as a trusted advisor to clients who frequently seek ... strategic advice regarding financial matters. + Build relationships with client families that...or grants approvals as appropriate. + Ensure compliance on regulatory requirements and minimizes any potential liability for Citi.… more