- American Express (New York, NY)
- …functions (eg, data request compilation, action implementation, and regulatory adherence) * Aggregate reporting, approvals/exceptions and support ... Risk Management * Manage processes to ensure and monitor the integration of regulatory changes & updates into the Operational Risk framework and training materials *… more
- American Express (New York, NY)
- …a repository of topical risk information, including emerging trends, best practices, and regulatory updates relevant to each area of expertise * Support more senior ... and procedures to align with changes in the business environment and regulatory landscape, and frequently review * Support sharing insights, better practices,… more
- JPMorgan Chase (New York, NY)
- …a working knowledge of equities trading, market structure, and the equities market regulatory landscape. + Ensure adherence with all relevant regulatory and ... understanding of equities execution products, market structure, and the regulatory landscape. + Exceptional written and verbal communication skills with… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- MUFG (Tempe, AZ)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- JPMorgan Chase (New York, NY)
- …middle office models. Act as a source of knowledge for various regional regulatory requirements that govern CDS and Securities transactions and use their discretion ... systems; trade flows utilized to facilitate FINRA, SEC, and CFTC regulatory reporting; identifying issues and inconsistencies within the trade booking process… more
- JPMorgan Chase (Chicago, IL)
- …program, expand due diligence for loan eligibility, and ensure regulatory compliance. Your responsibilities include reviewing loan packages, capturing metadata, ... for archival in the image repository. + Review loan packages for regulatory and compliance requirements, ensuring thoroughness and accuracy. + Participate in… more
- Mayo Clinic (Phoenix, AZ)
- …to improve and simplify operations and outcomes. + Facilitate quality, safety, regulatory , and service excellence. + Manage projects and lead multidisciplinary teams ... including financial analysis, problem solving, and data-driven decision-making. **Transformation and Innovation** + Develop a global mindset, and continuously invest… more
- IQVIA (Durham, NC)
- …and/or the RSU Management Plan. + Provide specialist legal, operational and financial contracting support to the Study Teams, as applicable to site agreements ... and initiation and maintenance of clinical trials, whilst enabling compliance with regulatory requirements. + Assist with the creation and/or review of core… more
- JPMorgan Chase (Plano, TX)
- …that implemented controls are operating effectively and in compliance with regulatory , legal, and industry standards. By partnering with various stakeholders, ... identify gaps, and recommend enhancements to strengthen risk posture and regulatory compliance. **Required qualifications, capabilities, and skills** + Obtain 5+… more