- New York State Civil Service (New York, NY)
- …HELP No Agency Financial Services, Department of Title Assistant Chief Regulatory Unit (Director Financial Services Programs 2, SG-33) Occupational Category ... 10004 Duties Description The New York State Department of Financial Services seeks to build an equitable, transparent, and...is seeking candidates for the position of Assistant Chief Regulatory Unit in the Health Bureau. Duties include, but… more
- Bank of America (New York, NY)
- Global Markets Non- Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets-Non- Financial - Regulatory -Reporting--GM-NFRR--Operational-Monitoring\_25004657) **Job Description:** At Bank of America,… more
- Citigroup (Jacksonville, FL)
- …is to serve as a trusted partner to our clients by responsibly providing financial services that enable growth and economic progress. We strive to earn and maintain ... **Responsibilities:** + Analyze and document business requirements for Consumer financial products including Cards, Mortgage, Deposits and loans, ensuring alignment… more
- Citigroup (Tampa, FL)
- …new techniques and the improvement of processes and workflow within the Regulatory Reporting space. Evaluates complex and variable issues with substantial potential ... **Responsibilities:** Contributes to the design, roll-out and governance of financial solutions, including: + Participates in assessing, testing and incorporating… more
- Raymond James Financial, Inc. (Atlanta, GA)
- …Experience - 13 months to 3 years **Certifications** s66 - Uniform Combined State Law Examination - Financial Industry Regulatory Authority (FINRA), s7 - ... General Securities Representative Examination - Financial Industry Regulatory Authority (FINRA), Securities Industry Essentials Exam (SIE) - Financial … more
- TD Bank (Charlotte, NC)
- …ADA purposes. **Who We Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every ... banking experience or are just starting your career in financial services, we can help you realize your potential....other characteristic protected under applicable federal, state, or local law . If you are an applicant with a disability… more
- TXNM Energy (Albuquerque, NM)
- …the rights, obligations, and privileges of the Company with an emphasis on regulatory law . Responsible for litigation in regulatory proceedings and ... law experience + Litigation experience + Transactional law experience + Regulatory compliance experience +...services to the utility in areas of general corporate law , commercial and financial transactions, procurement, securities… more
- SMBC (New York, NY)
- …10 years of financial services experience at a regulator, bank or law firm. Prior experience with financial services regulator or completion of examiner ... commissioning program strongly preferred. + Comprehensive knowledge of financial services supervisory and regulatory environment including familiarity in … more
- NiSource (Merrillville, IN)
- …The Regulatory Analyst will support working relationships with Legal, Financial Planning, Accounting, etc., to meet corporate, regulatory strategic ... calculated. + Comprehensive financial support, including accurate financial reporting of regulatory items within external...status, or any protected group status as defined by law . Each employee is expected to abide by this… more
- Mizuho Corporate Bank (New York, NY)
- …periodic and on-going assessments of the accuracy, completeness and timeliness of financial regulatory reports submitted to the US bank regulators. The ... for issue escalations. This position requires expertise in both financial and regulatory reporting pertaining to ...drug-free workplace and reserve the right to require pre- and post-hire drug testing as permitted by applicable law .… more
Recent Jobs
-
Sr. Analyst , Strategy & Business Development
- NBC Universal (New York, NY)