- Bank of America (Atlanta, GA)
- …& Acumen + Financial Crimes Risk Programs + Credible Challenge + Regulatory Knowledge + High Risk Activities & Typologies + Data Analysis, Interpretation & ... Global Financial Crime Executive - Financial Intelligence...risk practices consistent with applicable laws, rules, regulations and regulatory guidance. The GFC Executive I serves as a… more
- Aegon Asset Management (Cedar Rapids, IA)
- Job Family Regulatory Compliance About Us At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We ... to live their best life. More than a century ago, we were among the first financial services companies in America to serve everyday people from all walks of life .… more
- Truist (Charlotte, NC)
- …additional constituencies, including Board of Directors, Investor Relations, and various regulatory agencies. 2. Experienced financial professional role that ... segmentation strategies or acquisitions; income/expense or cash flow forecasts; regulatory interpretations, variance analysis and explanations for financial … more
- New York State Civil Service (New York, NY)
- …must be in one or more of the following fields: litigation or financial industry investigations; corporate law involving such actions as corporate mergers, ... dissolutions, stockholder meetings and other related corporate actions; commercial financial documentation and negotiation; bank regulatory experience; insurance… more
- JPMorgan Chase (New York, NY)
- JPMorgan Chase & Co (NYSE: JPM) is a leading global financial services firm that operates worldwide. The firm is a leader in investment banking, financial ... services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial… more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- Wells Fargo (Denver, CO)
- …work experience, training, military experience, education + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 66 (or ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- JPMorgan Chase (New York, NY)
- …and Skills:** + US-qualified lawyer with minimum 10 years of experience in financial services regulatory matters. + Strong knowledge of US AML/KYC regimes ... information sharing. + Knowledge of digital assets and emerging financial technologies. + Ability to anticipate regulatory ...in the Legal department must be licensed to practice law in the country of employment and successfully complete… more
- Truist (Charlotte, NC)
- …modeling and validation. Coordinate preparation and validation/approval of financial information provided to Internal/External/ Regulatory Reporting for ... additional constituencies, including Board of Directors, Investor Relations, and various regulatory agencies. + Senior Financial Manager role that coordinates… more
- Emory Healthcare/Emory University (Duluth, GA)
- …and other stakeholders. + Responsible for the direction and submission of financial data reports required by government and regulatory agencies, including ... to mitigate potential issues. + Stay abreast of industry trends and regulatory changes to proactively address financial challenges. **TEAM LEADERSHIP:** +… more