- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- New York State Civil Service (New York, NY)
- …financial institution programs, policies and procedures for compliance with legal and regulatory requirements.* Evaluating financial costs for the failure of ... NY HELP No Agency Financial Services, Department of Title Financial ...Department's LINX database and SharePoint to facilitate access for regulatory examination and day-to-day supervisory oversight. Liaises with Mortgage… more
- Santander US (New York, NY)
- Senior. Associate, Financial Planning & Analysis - NYC Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in ... the financial services industry. We believe that our employees are...issues. * Supports in identifying, interpreting and implementing emerging regulatory requirements relating to capital management, including articulating responses… more
- American Express (New York, NY)
- …related products, services, features, economics and key regulations + Understanding of regulatory , accounting, and financial industry best practices relevant to ... and will be supporting the Vice President of Global Financial Crime. This is a senior role in the...management, and control frameworks are effective and aligned with regulatory expectations. Through risk-based audits, the team evaluates both… more
- TIAA (Charlotte, NC)
- …Senior Manager for the Statutory Financial Reporting team. The Statutory Financial Reporting Team is responsible for regulatory and analytical reporting for ... reports, including the annual Management Discussion and Analysis, estimated GAAP financial statements, and responses to regulatory inquiries. + Provide audit… more
- BMO Financial Group (AZ)
- …clients with total assets of $100MM **Risk** + Adhering to internal and FINRA ( Financial Industry Regulatory Authority) Audit requirements + The Advisor is to ... and Life and Health are Required for this role ** Financial Advisor** This role is accountable to invoke trust...recommendation + Be current and adapting the constantly changing regulatory environment + Possess strong knowledge and act as… more
- New York State Civil Service (Albany, NY)
- … institution programs, policies, and procedures for compliance with legal and regulatory requirements.* Evaluating financial costs for the failure of ... NY HELP No Agency Financial Services, Department of Title Virtual Currency Senior...governance, compliance, and internal audit controls; BSA/AML program; operational, regulatory and legal risks and controls; risk management program;… more
- Capital One (Richmond, VA)
- Senior Manager, Financial Services Accounting Global Finance supports all of Capital One's worldwide financial activities, including corporate-level financial ... internal control, inter-company and tax activities. Within Global Finance, the Financial Services Accounting team is seeking a high-energy and forward-thinking… more
- New York Genome Center (New York, NY)
- …effective financial controls and compliance with all technical and regulatory accounting standards related to non-profit and research organizations, as well as ... The Chief Financial Officer (CFO) is a critical position who...advise, and manage the impact of long-range planning and regulatory action/risks in the assigned areas of responsibility. Hold… more
- SMBC (Charlotte, NC)
- …data sources to General Ledger and from GL into downstream platforms supporting financial reporting, analytics, and regulatory needs. This role requires a ... * Ensure seamless downstream data flows from the GL into platforms supporting regulatory reporting, analytics, financial control, and manual processes. * Partner… more