- US Bank (Charlotte, NC)
- …**PREFERRED SKILLS/EXPERIENCE** : + 12+ Years of experience as an attorney in a regulatory agency, law firm supporting financial institutions, or in-house ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to...at least one jurisdiction + Demonstrated experience with bank regulatory law including the Dodd-Frank Act, Federal… more
- TXNM Energy (Albuquerque, NM)
- …the rights, obligations, and privileges of the Company with an emphasis on regulatory law . Responsible for litigation in regulatory proceedings and ... law experience + Litigation experience + Transactional law experience + Regulatory compliance experience +...services to the utility in areas of general corporate law , commercial and financial transactions, procurement, securities… more
- NiSource (Columbus, OH)
- …revenue-enhancing rate design + Comprehensive financial support, including accurate financial reporting review of regulatory items + Expert regulatory ... advice + Efficient processing of regulatory and financial tasks + Accurate and complete analytical studies, including...status, or any protected group status as defined by law . Each employee is expected to abide by this… more
- American Water (Camden, NJ)
- …filings on acquisition related topics. Leads the preparation of acquisition related regulatory reports, financial information and operational data necessary for ... alternative regulatory mechanisms (DSIC, RAC, trackers, etc). Ensure the financial support is complete, accurate and timely prepared meeting all filing… more
- SMBC (New York, NY)
- …10 years of financial services experience at a regulator, bank or law firm. Prior experience with financial services regulator or completion of examiner ... commissioning program strongly preferred. + Comprehensive knowledge of financial services supervisory and regulatory environment including familiarity in … more
- Guardian Life (New York, NY)
- …colleagues, consumers, and communities", we are committed to building a best-in-class Law Department. We partner as trusted **advocates** and **advisors** to drive ... department. This is a senior attorney role in the Regulatory Affairs Practice Group, reporting to the Chief ...establish robust engagement processes with other areas of the Law Department and across the enterprise, leveraging technology and… more
- Arizona Public Service (Phoenix, AZ)
- … financial activity to produce a variety of highly complex corporate financial targets and forecasts. 5) Supports regulatory and competitive strategies, ... Accounting Consultant - Revenue & Regulatory Accounting Apply now " Date: Sep 11,...+ Strong analytical skills to interpret complex regulations and financial data. + Attention to detail for accurate reporting… more
- SMBC (Jersey City, NJ)
- …OCC, CFTC, NFA, FINRA, SEC, MSRB). + Experience working with regulators, specialized regulatory consulting firms or law firms. + Experience in analyzing and ... Services + 4+ years of experience within Banking or Financial Services Regulatory Compliance, Governance, Legal, or...BS + Preferred: MA / MS / MBA / Law / JD / Master's degree is desired +… more
- American Express (New York, NY)
- …Compliance Organization, is the independent risk management function covering risk of financial loss, reputational damage, or regulatory or legal action ... to ensure financial transactions are accurate, complete and adhering to regulatory standards. **Responsibilities include, but are not limited to:** + As testing… more
- BMO Financial Group (Chicago, IL)
- …activity and identifying and reporting trends and themes in the supervisory and regulatory environment. + Support BMO Financial Corp. ("BFC") and BMO Bank ... External Key regulators in the US Individuals at other financial institutions to further understanding the regulatory ...financial services + Bachelor's Degree required; Master's or Law Degree preferred + Good knowledge of US supervisory… more