- TD Bank (New York, NY)
- …of TD Bank Group it has a key role in the USA providing support in financial , management, liquidity, and regulatory reporting. In addition, by its nature as a ... (UK and Singapore). Specific Accountabilities Include: + Lead level 1 review of regulatory deliverables associated with NY Branch and review regulatory reports… more
- JPMorgan Chase (New York, NY)
- …legal or compliance experience at a law firm, regulator, and/or financial institution advising on broker-dealer regulatory issues, cash equity trading issues ... as well as regulators, including the US Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA) and other Self- regulatory … more
- City National Bank (Jersey City, NJ)
- …and develop policies and procedures. * Assist with special projects, including compliance and regulatory law matters. * Handle other projects at the direction of ... Minimum of 10 years of experience at a major law firm ( financial services or investment management...a financial institution or advisory firm, and/or financial services regulatory agency or commensurate experience… more
- SMBC (New York, NY)
- …throughout the business and risk management. You will support bank's climate-related financial risk regulatory reporting and disclosure to meet Federal & ... Management Strategy:** Develop and execute the bank's strategy for climate-related financial risk assessment and analytics. ** Regulatory Compliance &… more
- Bank of America (New York, NY)
- …Enterprise Position Monitoring and Disclosures team is part of the Global Markets Non- Financial Regulatory Reporting department. The is a global function with ... - primarily managing EPMD monitoring and disclosure preparation of non- financial regulatory reports under the relevant ...veteran or disability status or any factor prohibited by law , and as such affirms in policy and practice… more
- New York State Civil Service (New York, NY)
- …with financial institutions, other state and federal governmental and regulatory agencies, and law firms;* Drafts and negotiates contracts, memoranda ... with, and effectively collaborates on, policy, enforcement, litigation, and regulatory matters concerning the regulation of financial ...regulatory banking experience and knowledge of the Banking Law and Financial Services Law .*… more
- State of Colorado (CO)
- …video ! Description of Job Racing Events Division:The Racing Events Division is a law enforcement and regulatory agency with the responsibility to administer and ... typical day of a Criminal Investigator IV:This position is responsible for criminal, regulatory , and financial investigations related to the racing industry and… more
- Bloomberg (New York, NY)
- …compliance services + Provide guidance on and implement controls relating to regulatory requirements and expectations for financial benchmarks and indices + ... function within the business **You'll need to have:** + Familiarity with the financial markets and UK and EU index-related regulatory developments, particularly… more
- American Express (New York, NY)
- …Our professionals come from diverse backgrounds including internal controls, regulatory compliance, financial accounting, operational risk, technology, and ... supporting second-line risk oversight groups. Coverage will include tax, accounting policy, financial reporting and regulatory reporting, financial planning… more
- Heritage Financial Credit Union (Middletown, NY)
- …a financial institution, auditing firm, or consulting firm with regulatory compliance focus + Bank operations experience in mortgage originations, mortgage ... NY (http://maps.google.com/maps?q=25+Rykowski+Lane+Middletown+NY+USA+10941) Job Type Full-time Description Come join Heritage Financial Credit Union's Risk & Compliance team as the… more