- Unitil (Hampton, NH)
- …reporting for management + Designing, implementing, and executing internal controls over financial reporting + Supporting the Company's regulatory activities and ... insights + Keeping current on all standard setting activities, including accounting, financial reporting, regulatory , and sustainability + The General Accountant… more
- USAA (Plano, TX)
- …and consumer protection laws. + Advanced knowledge of state and federal regulatory issues impacting the financial services industry. + Strong analytical ... financial institution. + Significant experience addressing compliance and regulatory issues with direct interaction with chief regulators and senior leadership.… more
- TD Bank (New York, NY)
- …operational, trading, and deal management practices and activities. + Knowledge of financial product laws, rules and regulatory landscape, and a willingness ... and penchant for learning new business areas and developing understanding of financial institution's products and regulatory requirements and obligations. +… more
- American Express (New York, NY)
- …**Qualifications:** + 10 years of experience in risk management within the financial services industry, with significant compliance and regulatory experience. + ... interaction. The Director of Compliance is responsible for first line regulatory -related advisory across regulatory change management, materials review, privacy,… more
- TD Bank (Charlotte, NC)
- …for Compliance Strategy and Operations (S&O)** to support the overall Regulatory Compliance Management (RCM) Program and Framework. This strategic, hands-on role ... risk management and operation domains with a strong emphasis on regulatory compliance. You will shape data strategy, collaborate cross-functionally, and assist… more
- TD Bank (Portland, ME)
- …activities. Ensuring compliance with all internal governance documents and regulatory requirements.** **Establish and maintain comprehensive reporting and governance ... teams to implement testing procedures that ensure compliance with regulatory requirements and internal governance standards.** **Assist in the preparation… more
- Drug Enforcement Administration (Arlington, VA)
- …Meets or designates staff to meet with key officials from other federal law enforcement and regulatory agencies, private industry executives, and international ... levels to settle matters involving significant or controversial issues that impact law enforcement and regulatory controls, such as predicting/confirming abuse… more
- State of Georgia (Fulton County, GA)
- …legal guidance and counsel for the agency, its members, operations, policies, regulatory oversight, as well as compliance and enforcement activities. The General ... complaints from the general public, as well as from referrals from other regulatory agencies, in an effort to determine whether enforcement action should be taken.… more
- Mizuho Corporate Bank (New York, NY)
- …Finance Analyst to join our Finance Change & Integration team to support Regulatory Reporting . This role supports critical regulatory initiatives that enhance ... person in the role gain s hands-on experience working on finance regulatory transformation projects, system implementations, and the integration of new business… more
- TD Bank (New York, NY)
- …dedicated to setting new industry standards. Reporting to the Head of Compliance, Regulatory Inventory and Regulatory Change, the Senior Manager is responsible ... for the governance of the Global Regulatory Change and Library Governance Program, including technology, and...relevant work experience in the industry** + **University degree, Law degree (JD or LLB) preferred** + **Relevant professional… more