- Capital One (Richmond, VA)
- …cross-functional teams + Consulting experience with a Big 4 firm + Familiarity with financial sector regulatory practices and three lines of defense + Proficient ... your risk management and project management skills to collaborate with our Regulatory Risk and Governance team and International Talent Expansion team to create… more
- TD Bank (Marlton, NJ)
- …administrative, civil, and/or criminal findings by any government agency/authority or self- regulatory organization, are required by federal law for this ... The Supervision Controls Specialist is a FINRA and SEC regulatory supervisory principal role assisting in the regulatory...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- University of Rochester (Rochester, NY)
- …organizational and governmental standards. Maintains compliance with all country-mandated regulatory requirements. Documents legal regulations that might affect the ... policies and procedures. Maintains the organization's ongoing relationships with regulatory commissions/authorities. Coordinates and conducts the assessment of internal… more
- Project Renewal, Inc. (New York, NY)
- …training on compliance matters. This position plays a key role in maintaining regulatory compliance and mitigating legal and financial risks while supporting the ... 28 experience strongly preferred). + Strong knowledge of HIPAA, Medicaid/Medicare, Stark Law , Part 2, and healthcare regulatory standards. + Analytical Thinking:… more
- JPMorgan Chase (Chicago, IL)
- …**Required qualifications, capabilities and skills** + 6+ years of experience in financial control, regulatory external reporting, or related roles, with a ... relevant regulatory reporting instructions JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of… more
- JPMorgan Chase (Columbus, OH)
- …Controllers teams in ensuring compliance and accuracy of the CECL allowance on financial statements and filings with various regulatory bodies such as the ... Reporting Controllers teams in the preparation and review of financial statements and filings with regulatory bodies...or disability, or any other basis protected under applicable law . We also make reasonable accommodations for applicants' and… more
- JPMorgan Chase (New York, NY)
- **Summary** The Business Implementation and Regulatory Strategy (Americas) will be responsible for the design, execution and strategic direction of work addressing ... business and regulatory requirements across Lines of Business and Risk Functions...+ Bachelor degree and 8+ years of experience in financial services with particular focus on credit/counterparty and/or market… more
- TD Bank (New York, NY)
- …regarding administrative, civil, or criminal findings by any government agency/authority or self- regulatory organization, are required by federal law for this ... possible. The WMP will be accountable for delivering strong financial results and growing market share while building upon...knowledgeable of all OCC, FRB, SEC, FINRA and state regulatory requirements as they pertain to US Wealth activities… more
- JPMorgan Chase (Brooklyn, NY)
- …issues + Adhere to control procedures to ensure accurate reconciliation between regulatory filings, SEC filings and other published financial reports (eg, ... + 3+ years in a Finance organization with exposure to accounting, financial statements, and/or regulatory reporting + Bachelor's degree in Accounting… more
- Hawaiian Electric (Honolulu, HI)
- …strategies and transactions as well as to properly present its financial statements and related disclosures. ESSENTIAL FUNCTIONS: + Proactively provides tax ... defer taxes for HEI and its subsidiaries. + Provides financial and tax expertise to properly record the tax... statements, tax returns and other reports, such as regulatory filings. Maintains compliance with other tax requirements, such… more