- TD Bank (New York, NY)
- …Banking Space supporting a wholesale client base. Including knowledge of the regulatory framework supporting businesses such as Global Trade Finance and Payments & ... will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and...colleagues to help them and their families achieve their financial , physical and mental well-being goals. Total Rewards at… more
- State of Colorado (Denver, CO)
- …implementation by ECMC 6. Provide expert testimony to the Commission or other regulatory agency regarding compliance of oil and gas facilities with ECMC rules and ... and represents ECMC Staff before a Hearing Officer, Administrative Law Judge, or the Commission in contested enforcement hearings...agency policy objectives. + Decide the appropriate legal and regulatory citations to include in NOAVs and AOCs. +… more
- American Express (New York, NY)
- …heightened standards. The ideal candidate will have a strong understanding of financial services risk management principles, regulatory requirements, and their ... safe, sound and fully compliant manner within all applicable regulatory expectations. We create and maintain the overall risk...means caring for you and your loved ones' physical, financial , and mental health, as well as providing the… more
- Capital One (Mclean, VA)
- …least 5 years of experience in risk management or compliance at a financial institution, consulting firm, or regulatory agency **Preferred Qualifications:** + ... experience in credit risk management or compliance at a financial institution, consulting firm, or regulatory agency...extent applicable, Article 23-A of the New York Correction Law ; San Francisco, California Police Code Article 49, Sections… more
- JPMorgan Chase (Newark, DE)
- …The RWA measures feed into corporate functions to quantify and determine regulatory capital requirements and support external regulatory filings and disclosures. ... & Recovery, Pillar 3 Disclosure, and Quantitative Impact Studies (QIS) for regulatory agencies. The BM&A Derivatives Team is responsible for assessing regulatory… more
- Mizuho Corporate Bank (New York, NY)
- …reducing risk and enabling Mizuho to meet growing business expectations and regulatory requirements.As part of Mizuho Americas' ongoing efforts to building a more ... leadership to ensure the program is comprehensive, effective, and aligned with regulatory expectations and industry best practices. Key areas of focus include… more
- Coinbase (Jackson, MS)
- …as we build the emerging onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a very specific candidate. We want ... and who believes in the power of crypto and blockchain technology to update the financial system. We want someone who is eager to leave their mark on the world,… more
- American Express (New York, NY)
- … firm and/or in-house corporate legal environment. + Experience with US consumer financial regulatory matters, with working knowledge of the Truth in Lending ... Skills and Qualifications:** + JD with admission to practice law in New York. + 3 years of relevant...Equal Credit Opportunity Act preferred; experience with US consumer financial regulatory and payments matters also preferred.… more
- Commonwealth of Pennsylvania (PA)
- …Performance that best describes your claim. + A. I have experience analyzing financial documentation to determine accuracy and regulatory compliance. I was ... implementing potential resolution. + B. I have experience analyzing financial documentation to determine accuracy and regulatory ...analysis, financial auditing, financial research, financial fraud investigations, or business law . +… more
- TD Bank (Deptford, NJ)
- …service and advice activities and/or solutions while maintaining compliance and regulatory guidelines + Closely monitors workflows for the teller team and ... items and educating the Customers to assist with their financial needs + Requires knowledge and understanding of ...areas of the Store, adhering to premises, marketing, and/or regulatory guidelines; particularly, this role helps ensure that the… more