- Bank of America (Wellesley Hills, MA)
- …supporting business objectives and contributing to market profitability by influencing Financial Advisor business practices to minimize regulatory , financial ... Advisors (FA) business practices in ways that minimize regulatory and financial risk as well as...employment or continued employment. An employer who violates this law shall be subject to criminal penalties and civil… more
- TD Bank (Mount Laurel, NJ)
- …to month-end financial closing, which details the Bank's month-to-month financial condition, and/or completion of regulatory reports + Reviews monthly ... Specific oversight functions performed by this department help to mitigate financial and transactional Bank risk. The Sr. Specialized Finance Analyst performs… more
- Aegon Asset Management (Cedar Rapids, IA)
- Job Family Regulatory Compliance About Us At Transamerica, hard work, innovative thinking, and personal accountability are qualities we honor and reward. We ... than a century ago, we were among the first financial services companies in America to serve everyday people...in regard to the application of firm policy and regulatory standards. Additionally, foster strong vendor relationships. Job Description… more
- Intuit (Washington, DC)
- …advocate on financial services issues, advising a legislative body on consumer financial services issues, working within a regulatory body on financial ... **Overview** Intuit, the global financial technology platform that makes TurboTax (https://turbotax.intuit.com/) , Credit Karma (https://www.creditkarma.com/) ,… more
- Leviton (Melville, NY)
- …projects and supporting project teams in securing and maintaining product regulatory compliance. This individual will collaborate with virtually all departments ... generating and publishing meeting minutes with associated action items, etc. Regulatory : Collaborates closely with Engineering and Product Management to secure and… more
- Jabil (Hunt Valley, MD)
- …equipment, cleaning, computer systems and process in compliance with global regulatory requirements (FDA, EMA, ICH, etc.)aseptic fill-finish environment and ensuring ... systems and processes, supporting product quality, patient safety, and regulatory compliance This position requires strategic leadership, cross-functional collaboration,… more
- Cargill (Houston, TX)
- …Legal, Sales, Trading, or related field **PREFERRED QUALIFICATIONS** + Experience in regulatory compliance, derivatives or the financial services industry + ... to derivatives and commodities compliance. This role supports a broad range of regulatory obligations tied to global and entity-specific licenses for the offering of… more
- Citigroup (Queens, NY)
- …The role bridges Risk, Front Office, Finance, and Technology, requiring regulatory expertise, quantitative skills, and leadership to manage a complex, ... related to FRTB and CVA implementation, including: + Program Leadership and Regulatory Alignment: Leading FRTB and CVA workstreams, aligning with regulatory … more
- Amgen (Thousand Oaks, CA)
- …quality of clinical data collection, processing, and analysis to support regulatory submissions and clinical development programs. This role is responsible for ... collaborate closely with cross-functional teams including clinical operations, biostatistics, regulatory affairs, and quality to drive data integrity and compliance… more
- Citigroup (Schaumburg, IL)
- …technology solutions, once deployed, perform effectively, and align with both regulatory requirements and business objectives. This person will be responsible for ... they function as intended, align with business strategies, and meet regulatory requirements. + Lead the development and execution of post-implementation validation… more