- Exelon (Newark, DE)
- …- Perform a variety of accounting assignments, recording and reporting financial transactions and executing Sarbanes-Oxley control requirements. - Produce accurate ... and timely financial statements as needed - Collaborate with cross-functional teams...accounting issues proactively and to assist with planning, forecasting, regulatory , and business decision processes. Present and communicate operating… more
- MUFG (Boston, MA)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- JPMorgan Chase (Columbus, OH)
- …Risk Evaluation (CORE), including control deficiencies and resolutions, to reduce financial loss, regulatory exposure, and reputational risk. + Translate ... US Payroll Operations. + Prepare control committee materials. + Partner on regulatory matters with Compliance and Audit. + Review and analyze policy, standards,… more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- JPMorgan Chase (New York, NY)
- …Implement the appropriate risk-focused oversight controls. + Review and approve Funds' financial statements and regulatory filings; coordination of all audit ... collective investment and ETFs) and activities from an investment, operational, regulatory , accounting and financial reporting perspective. + Knowledge and… more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- MUFG (Sand Hill, PA)
- …and regulatory guidance, including the evaluation of company-specific, industry, and regulatory risks + Utilize your strong financial modeling skills for ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the...that is protected under applicable federal, state, or local law . At MUFG, our colleagues are our greatest assets.… more
- Sedgwick (Memphis, TN)
- …experience in insurance services related disputes and litigation, insurance services regulatory obligations, employment, or corporate law or equivalent ... and experience required. **Skills & Knowledge** + Foundational understanding of insurance law , corporate governance, and regulatory frameworks + Familiarity with… more
- Futurex (Bulverde, TX)
- …in compliance, risk management, or a similar role, preferably within the financial services industry. + Strong knowledge of regulatory requirements and ... is responsible for ensuring that the organization adheres to all relevant regulatory requirements and internal policies when dealing with customers. This role… more
- Santander US (Miami, FL)
- …Journey Starts Here:** Santander is a global leader and innovator in the financial services industry. We believe that our employees are our greatest asset. Our ... of Technology risks. An excellent understanding of the evolving regulatory landscape in the US and EU are vital...age, veteran status or any other characteristic protected by law . **Working Conditions** : Frequent minimal physical effort such… more