- TD Bank (Charlotte, NC)
- …for business management, dealing with non-routine information + Manages/assists with regulatory reviews including inquiries, audits, and exams + Identifies and leads ... experience **Desired Skills & Experience:** + JD, CRCM or Regulatory consumer compliance commissioning experience + Strong understanding of...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (New York, NY)
- …Experience working with data analysis and visualization tools. + Knowledge of regulatory and compliance requirements in the financial industry. + Results-driven ... + Participate in industry calls and collaborate with peers across other financial institutions. + Monitor the effectiveness of strategies, programs, and practices… more
- CIBC (Chicago, IL)
- …Appetite Statement, US Compliance works to identify, assess, manage and mitigate regulatory compliance risk to protect CIBC's reputation and brand, while helping ... all applicable federal, state, and local banking regulations and other relevant regulatory frameworks + Monitor and analyze changes in regulations and ensure the… more
- City National Bank (Dallas, TX)
- …the operational processes to meet bank policies and procedures and regulatory requirements, identify data analytic opportunities, analyze results of testing ... audit methodology and based on industry/institutional knowledge, emerging risks, and regulatory changes and expectations. Key areas of focus and involvement include:… more
- Citigroup (Tampa, FL)
- …diverse individuals located around the world possessing a variety of legal, financial , technology and operational skills and experience. The group manages strategic ... law firm relationships; partners with Operations and Technology to...to manage legal matters and mitigate risk; and provide financial discipline and business intelligence used to manage legal… more
- Truist (Raleigh, NC)
- …skills to drive best-in-class monitoring solutions that align with regulatory and business requirements. **ESSENTIAL DUTIES AND RESPONSIBILITIES** **Technical ... Define and implement observability governance frameworks, ensuring compliance with regulatory requirements (eg, FFIEC, OCC, Basel III, GDPR). Develop strategies… more
- Citigroup (New York, NY)
- … regulatory and administrative duties in conjunction with the team, including financial , staffing, quality, risk and regulatory matters + Execute vendor ... consumers, corporations, governments and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and… more
- Talen Energy (Colstrip, MT)
- …autonomously is key to success. The Talen Montana AOC projects include critical regulatory and operational timelines and financial and regulatory commitments ... (RFPs) to support the vendor bid process. + Manage technical and financial bid evaluations and the contractor selection, including decision-making and the issuance… more
- USAA (Plano, TX)
- …USAA?** At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We ... policies and procedures. + Maintains and expands knowledge of the competitive/ regulatory landscape and the company's key challenges. Reviews laws and regulations… more
- TD Bank (New York, NY)
- …or CPA + 5+ years' experience required + Knowledge of reconciliation between financial statement and regulatory reports + Experience in Treasury or Capital ... assurance checks regarding liquidity reporting and all relevant investor and/or regulatory requests. This role contributes to the development of liquidity… more