- SMBC (Jersey City, NJ)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- Bank of America (New York, NY)
- …At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible ... and developing exceptional talent, supporting our teammates' physical, emotional, and financial wellness, recognizing and rewarding performance, and how we make an… more
- SMBC (Charlotte, NC)
- …and ability to perform under pressure in a challenging environment. + ** Regulatory Knowledge:** Strong understanding of financial crimes regulations and ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...FCC, ensuring alignment with the bank's overall compliance objectives, regulatory requirements and overall SMBC governance and standards requirements.… more
- MUFG (Tempe, AZ)
- …policies and regulatory requirements, particularly in support of risk and financial crimes compliance (FCC), AML, and KYC reporting. + Team Leadership: Manage ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the...that is protected under applicable federal, state, or local law . At MUFG, our colleagues are our greatest assets.… more
- JPMorgan Chase (Newark, DE)
- …Business, or a related field. + 3+ years experience within a risk, financial , and/or regulatory reporting environment. + **Analytical Mindset:** Ability to ... and resilience. You'll be at the forefront of our regulatory efforts, delivering accurate risk metrics to US regulators...safeguard not only our bank, but also the global financial system. You'll prepare report content, analyze data, resolve… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... and debt securities + Oversees the monitoring and identification of regulatory developments, including enforcement actions, and new laws, regulations, rules, and… more
- American Express (Sunrise, FL)
- …you will help us define the future of American Express. American Express's Global Financial Crimes Surveillance Unit (GFCSU) is part of the broader Global Risk & ... Compliance organization, operating within Global Financial Crimes Compliance (GFCC), provides end-to-end oversight and support of global financial crimes… more
- MUFG (New York, NY)
- … crimes compliance governance forums; + Supporting Senior Management, industry, regulatory , and law enforcement communications and engagement; + Serving ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the...that is protected under applicable federal, state, or local law . At MUFG, our colleagues are our greatest assets.… more
- TD Bank (New York, NY)
- …**Wholesale Banking Finance Group** is responsible for developing and delivering financial strategy, information, and management support within TD Securities (TDS). ... objectives. To ensure the accuracy, valuation, and reporting of financial instruments for financial accounting purposes, the...of its IFRS and GAAP books and records and regulatory filings for its US broker-dealers as well as… more
- Truist (Charlotte, NC)
- …Banking Regulatory Accounting Principles. In addition, skillset includes strong financial and analytical capabilities. 4. Excellent knowledge of financial ... transactions flow and their financial reporting and regulatory reporting impacts. 5. Previous experience dealing with technical matters that include complex… more