- University of Rochester (Rochester, NY)
- …that employees, students, faculty, and contractors, understand and adhere to legal, regulatory , and ethical standards. The CCE will build and maintain strong, ... the University's operations, including academic, research, student services, athletics, and financial management. + Develop and execute an annual compliance work… more
- BlackRock (Wilmington, DE)
- …investors to save for retirement, pay for college, buy a home and improve their financial well-being. Join the team and experience what it feels like to be part of ... that makes a difference. Our Investment Accounting Group provides accounting and regulatory data services to insurance clients. Our accounting services include the… more
- S&P Global (New York, NY)
- …Our solution includes industry-leading modules and tools widely adopted by financial institutions. This strategic initiative spans the entire client lifecycle-from ... for customers and the business. + Build systems for regulatory checkpoints such as KYC, AML, FATCA/CRS, and LEI....new skills. + Invest in Your Future: Secure your financial future through competitive pay, retirement planning, a continuing… more
- TD Bank (Greenville, SC)
- …regarding administrative, civil, or criminal findings by any government agency/authority or self- regulatory organization, are required by federal law for this ... + Advanced degree or MBA preferred + Preferred a minimum of 10 years financial services experience in a production capacity (ie track record for meeting sales goals)… more
- Pacificorp (Portland, OR)
- …and solar assets across seven western states. The position prepares financial and business-related analyses and other work product supporting the following ... areas of focus: O&M expense, capital expense, business planning, workforce, regulatory filings and discovery, general accounting and month-end close activities, and… more
- MUFG (New York, NY)
- …Experience with a top law firm and/or experience working in-house within a financial organization. + Ability to look at unfamiliar or new product areas and be ... open-office environment. + Willingness to learn new areas of law to cover new businesses and initiatives. + Excellent...not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the… more
- NatWest Markets (Stamford, CT)
- …teams to ensure the operation of controls and processes related to Anti- Financial Crime, Client Account Management and Client Operations oversight. **What you'll ... for the delivery and management of the first line financial crime activities for the US region, ensuring adherence...Partner with second line and project teams to deliver regulatory change and understand the impact across client operations… more
- City National Bank (San Francisco, CA)
- …& personal clients. They will act as a trusted strategic advisor, providing financial advice & consistently connecting client needs with CNB's products and service ... needs - draw insights from data to provide sound financial advice (strategies, products / solutions); conduct discovery activities...and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act, Know Your Client,… more
- US Bank (Lake Elsinore, CA)
- …best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We ... Responsible for utilizing effective communication and critical thinking to identify financial resources for customers and fulfill those needs by providing direction… more
- USAA (San Antonio, TX)
- …USAA?** At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We ... and ensures compliance with USAA model risk policies and regulatory expectations. Influences the future of data science at...with a focus on delivering results in banking and financial services. + Strong communication skills with the ability… more