- Exelon (Oak Brook, IL)
- …trending, variance analysis, business case development, and other general financial and operational analysis. Monitor and coordinate activities to manage ... reliability, service level, productivity, etc.). Research and provide statistical financial and operational information. Track, maintain, analyze and provide current… more
- BMO Financial Group (Chicago, IL)
- …bank is strongly preferred. + Deep understanding of risk management principles, regulatory frameworks and financial services operations + Advanced proficiency in ... products, and services comply with both internal enterprise and external regulatory requirements. This Risk Governance Specialist is accountable for implementing… more
- Wells Fargo (Burlington, VT)
- …work experience, training, military experience, education + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 or ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- Portland General Electric (Portland, OR)
- …or more department function(s) including but not limited to strategy integration, regulatory strategy and/or resource planning, ensuring that objectives are met and ... growth; partners with business units, functional leadership and the corporate financial planning and analysis team to support development of strategies across… more
- PenFed Credit Union (Mclean, VA)
- …mortgage lending, commercial and business lending, credit risk and other types of financial risk management, and all aspects of regulatory compliance related to ... mortgage lending, commercial and business lending, credit risk and other types of financial risk management, and regulatory compliance related to this portfolio.… more
- BMO Financial Group (Chicago, IL)
- Control Testing Specialist, Wealth - Regulatory Compliance This role will deliver on components of the 1LOD testing plans for Wealth LOBs' in accordance with the ... Enterprise Compliance Program and Operational Non- Financial Risk Framework. + Execute the 1LOD testing program for the Wealth LOBs and document results, outcomes as… more
- Wells Fargo (New York, NY)
- …work experience, training, military experience, education + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 or ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- Dudek (Oakland, CA)
- …financial performance. The Senior Project Manager will exhibit expertise in regulatory compliance, financial oversight, and team leadership to ensure ... Ensures high-quality technical work, in compliance with industry standards, applicable case law , and regulatory requirements + Ensures quality control review of… more
- MUFG (New York, NY)
- …of experience of internal audit and/or equivalent of experience with the financial services industry, related markets, and related regulatory agencies. + ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the...that is protected under applicable federal, state, or local law . At MUFG, our colleagues are our greatest assets.… more
- Capgemini (New York, NY)
- …lead transformation programs that strengthen governance, control, and risk management across financial services. You'll design and deliver regulatory and risk ... or industry roles focused on finance, risk management, or regulatory compliance, ideally within financial services or...status, marital status or any other characteristic protected by law . This is a general description of the Duties,… more