- Wells Fargo (Hagerstown, MD)
- …work experience, training, military experience, education + US only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- JPMorgan Chase (Houston, TX)
- …mitigation + Familiarity with risk management frameworks, industry standards, and financial industry regulatory requirements + Proficient knowledge and expertise ... on risk + Proficient knowledge risk management frameworks, industry standards, and financial industry regulatory requirements + Expertise in compiling and… more
- Wells Fargo (Charlotte, NC)
- …(SIE) exam co-requisite is required. + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) may be required ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- MUFG (Jersey City, NJ)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...experience in one or more domains including Risk Reporting, Regulatory Reporting, GL and Customer & Product Profitability +… more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more
- Guardian Life (Bethlehem, PA)
- …consumers, and communities," we are committed to building a best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance, ... demonstrate business savvy, being a subject matter expert, all while supporting the Law Department's Mission to be a trusted advocate and advisor to drive strategic… more
- Excellus BlueCross BlueShield (Rochester, NY)
- …correspondence to impacted parties, managing disputes, and collaborating with law enforcement and regulatory agencies. Essential Accountabilities: Level ... and remediating allegations of FWA while adhering to compliance and regulatory requirements. Primary activities include substantiating referrals, case planning and… more
- JPMorgan Chase (Chicago, IL)
- …of business for one of the world's best and most innovative global financial services firms. CRE includes several sub-business segments consisting of Commercial Term ... CB, you will be part of a CRE Legal team that provides transactional, regulatory and strategic legal support across CRE businesses. You will work with, and leverage… more
- Wells Fargo (Miami, FL)
- …and 65) exams to qualify for immediate registration + Deep knowledge of the financial needs of professionals in law + Experience with succession planning, ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- USAA (San Antonio, TX)
- …USAA?** At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We ... expert legal counsel within area of expertise to manage regulatory , compliance and litigation risk to USAA businesses. Oversees...you have:** + Juris Doctor degree from an accredited law school required. + Admitted to the practice … more