- TD Bank (Portland, ME)
- …**Compliance-wide frameworks, guidelines and standards for testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit, regulatory ... standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as… more
- JPMorgan Chase (Columbus, OH)
- …Oracle Essbase, Alteryx and/or other automation technologies. + Familiarity with SEC reporting , US GAAP, and regulatory reporting requirements. **Additional ... team, you'll play a key role in external SEC reporting (10-Q, 10-K) and Regulatory deliverables, while...a related field. + 2+ years of experience in financial analysis, data analysis, and reporting . +… more
- Sunrise Senior Living (Bethesda, MD)
- …of Medicare/Medicaid requirements and is proficient to properly process billing and regulatory reporting (if applicable per community). + Manage the ... financial internal business controls in accordance with Sunrise Senior Living policy and procedures. **RESPONSIBILITIES & QUALIFICATIONS** **Essential Duties**… more
- Lowe's (Mooresville, NC)
- …this role leads to support for the execution and design of internal controls over financial and regulatory reporting , by working independently to apply and ... experienced accounting judgment and advanced knowledge of GAAP and regulatory requirements. The Senior Manager will identify...and financial information to ensure accuracy of financial reporting . + Leads a fast-paced monthly… more
- First Horizon Bank (Memphis, TN)
- …and reporting functions for FHN Financial . This includes accounting and regulatory reporting reviews, monthly financial close and reporting , and ... FHN Financial employees to manage the company's financial reporting processes and ensure compliance with...our home office of Memphis Tennessee. **Key Responsibilities** + Regulatory reporting - ensure regulatory … more
- SMBC (Jersey City, NJ)
- …under the team's responsibility. **Responsibilities** + Deep knowledge of Regulatory Reporting for US and foreign financial companies (including but not ... implementation, Data sourcing design, and operational improvement projects. + 5+ years of regulatory reporting experience at a financial services company or… more
- Capital One (Richmond, VA)
- …develop metrics for understanding privacy risk across the company and participate in reporting activities used by Senior Leadership; + Collaborate across Risk ... Director with a passion for mitigating privacy risk at a technologically-focused financial institution. The Privacy Compliance Governance Director sits in the second… more
- Raymond James Financial, Inc. (New York, NY)
- …and well-governed data across the risk organization. + Ensure accurate and timely regulatory risk reporting and interface with regulatory bodies on ... data and analytics of RJF Risk Management across all financial and non- financial risk stripes. Drive development...with significant business impact to multiple Raymond James' subsidiaries. Reporting to SVP of RJF Risk Management, this leader… more
- Taiho Oncology (Pleasanton, CA)
- …initiatives, and regulations governing pharmacovigilance. + Knowledge of adverse event regulatory reporting requirements of both clinical trial and post ... on a transformative journey with Taiho Oncology as a Senior Manager, Global Labeling and PV Operations. At the...and others) are current, accurate, and compliant with global regulatory requirements for ICSR assessments. The position also supports… more
- MUFG (Tampa, FL)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across… more