- JPMorgan Chase (Columbus, OH)
- …impact of an internal control weakness + Knowledge of applicable laws and regulatory requirements related to consumer banking and financial institutions + ... the world. Join and make an impact! As an Senior Internal Audit Associate within our Consumer & Community...all aspects of the audit lifecycle, including planning, fieldwork, reporting , validation, and continuous monitoring. This role offers you… more
- Scotiabank (New York, NY)
- Senior Manager, US Trade Floor Risk Management, Global Risk Management **Requisition ID:** 242602 **Salary Range:** 120,900.00 - 231,400.00 _Please note that the ... winning team, committed to results, in an inclusive and high-performing culture. ** Senior Manager, US Trade Floor Risk Management, Global Risk Management - New… more
- Wells Fargo (San Antonio, TX)
- … regulatory compliance and process consulting. + Familiarity with risk and regulatory reporting frameworks. + Experience with data quality principles and ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- Bank of America (Plano, TX)
- Fraud Analytics and Innovation Senior Leader - Industry Trends and Capabilities Leader Charlotte, North Carolina;Plano, Texas; Richmond, Virginia; Sun City West, ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Fraud-Analytics-and-Innovation- Senior -Leader Industry-Trends-and-Capabilities-Leader\_25038672) **Job Description:** At Bank of America, we… more
- Capital One (Mclean, VA)
- Senior Manager, Risk Governance As the Risk Governance Senior Manager, you will collaborate with Agency leadership, Legal and Commercial Risk in the development ... reputation and success of Agency Finance. The Operational Risk Senior Manager will act as a liaison with key...One to improve and oversee both Agency and Bank regulatory compliance and risk management practices by defining and… more
- Capital One (Mclean, VA)
- …degree or military experience + At least 1 year of experience in accounting, external financial reporting , audit, or finance, or a combination + At least 1 year ... Senior Associate, Accounting - Allowance for Credit Losses...At least 2 years of experience in accounting, external financial reporting , audit, or finance, or a… more
- Raymond James Financial, Inc. (Southfield, MI)
- …instances of noncompliance with the organization's policies and procedures and/or relevant regulatory codes and codes of conduct, reporting these instances and ... beneficial and strongly encouraged: + Securities Industry Essentials (SIE) Exam + Financial Industry Regulatory Authority (FINRA) Series 99 - Operations… more
- The City of Houston (Houston, TX)
- Senior Staff Analyst (Director's Office) Print (https://www.governmentjobs.com/careers/houston/jobs/newprint/5156987) Apply Senior Staff Analyst (Director's ... PERSONS INTERESTED SERVICE LINE/SECTION: Director's Office/Office of the Chief of Staff REPORTING LOCATION: 611 Walker, 25th Floor WORKDAYS & HOURS: MONDAY - FRIDAY… more
- USAA (Tampa, FL)
- …compliance related initiatives which may include: oversight of procedures/process, accurate regulatory reporting and filing, document governance, risk control ... USAA?** At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We… more
- LRN Corporation (Atlanta, GA)
- **Position: Senior Director, Business Intelligence and Data** **Location: US** **About LRN:** LRN is the world's leading dedicated ethics and compliance SaaS ... than 30 million people every year navigate complex regional and global regulatory environments and build ethical, responsible cultures. With over 3,000 clients… more