- Citigroup (Charlotte, NC)
- …relating to the supported function/business/product and guidance on function/business/product rules /laws and interpretation on internal policies and procedures. ... and interpretation of internal compliance policies. + Assisting with regulatory inquiries and/or examinations. This may include coordination with regulators and… more
- State of Georgia (Dekalb County, GA)
- …acquiring, merchant acquiring best practices and industry guidance, knowledge of regulatory requirements, card network rules , and industry standards. Essential ... subject matter expert for merchant acquiring. . Reviews compliance with and interpretation of Laws, Rules , Regulations, and Industry Standards. Maintains ongoing… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …markets and products. **Skill in:** + Critical thinking and decision-making, involving the interpretation of regulatory rules and compliance policies. + ... + Rules and regulations of the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities regulatory … more
- State of Georgia (Fulton County, GA)
- …and rules , memo writing, client relationship skills, providing plain-language interpretation of legal requirements, and legislative and regulatory drafting. ... legal support on issues related to federally delegated programs, state programs, and interpretation of environmental statutes and rules as well as serving as… more
- State of Colorado (Teller County, CO)
- …taxes are properly reported and paid and that licensees comply with Gaming Rules , Regulations, and Internal Control Minimum Procedures. A typical day of an Auditor ... outlined in the audit and review programs. + Clarify objectives of the rules , regulations, and ICMP to licensees when conducting compliance reviews and audits in… more
- City National Bank (New York, NY)
- …* Manage assigned staff and conduct appropriate coaching to colleagues on interpretation and application of regulatory requirements to business processes. * ... act in a compliance advisory role supporting consumer banking on matters of regulatory compliance for Credit Cards. The role will be responsible for managing and… more
- Bank of America (New York, NY)
- …to improve data quality of regulatory reports * Partner with NFRR Regulatory Interpretation and Technology teams to review and maintain data dictionaries for ... Decisions made will have significant impact to the firms Regulatory , Financial , Reputational and Operational risk to...+ Adaptability + Data Management + Interpret Relevant Laws, Rules , and Regulations **Shift:** 1st shift (United States of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …presentations, and databases. + Critical thinking and decision-making, involving the interpretation of regulatory rules and compliance policies. ... **Department Overview:** Raymond James Financial is a Florida-based diversified holding company, headquartered...Brokerage Accounts to ensure compliance with firm policy and regulatory rules (eg, FINRA 3210). + Liaise… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …presentations, and databases. + Critical thinking and decision-making, involving the interpretation of regulatory rules and compliance policies. ... + Rules and regulations of the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities regulatory … more
- Deloitte (Stamford, CT)
- …auditing firms + Experience in regulatory compliance and/or analysis and interpretation of rules , regulations, and standards + Experience in public ... Manager in our Personal Consultation team, you'll be on the cutting edge of regulatory compliance, focusing on auditor independence rules and their impacts on… more