- NTT America, Inc. (Atlanta, GA)
- …DATA, we believe that growth and innovation are essential for all Banking & Financial Services firms. However, relentless compliance , operational, and risk ... inclusive, adaptable, and forward-thinking organization, apply now. We are currently seeking a Banking/ Financial Services IT Services Sales Specialist - US… more
- CareOregon (Portland, OR)
- …+ Oversees completion of reports required by the Oregon Health Authority, Internal Revenue Service , Center or Medicare and Medicaid Services , and other state and ... that incorporate financial and utilization data to present the status of financial operations. Compliance and Regulation + Develops and ensures compliance… more
- Comerica (Farmington Hills, MI)
- …Diploma or GED and 6 years of Risk Management or other related experience in the Financial Services Industry + 6 years of banking or financial services ... critical role in safeguarding the organization against legal and financial risks associated with non- compliance to sanctions...the SAFE Act. Comerica Incorporated (NYSE: CMA) is a financial services company headquartered in Dallas, Texas,… more
- Raymond James Financial, Inc. (Memphis, TN)
- …Bachelor's degree (BA /BS) and a minimum of eight (8) years of experience in Compliance and/or the financial services industry preferred. ~or~ + Any ... **Essential Duties and Responsibilities** + Oversees compliance exception reporting processes and approves corrective actions. + May coach, train, and mentor others … more
- Raymond James Financial, Inc. (New York, NY)
- …Bachelor's degree (BA /BS) and a minimum of eight (8) years of experience in Compliance and/or the financial services industry preferred. ~or~ + Any ... **Essential Duties and Responsibilities** + Oversees compliance and risk-related training and education processes in collaboration with internal stakeholders. +… more
- Raymond James Financial, Inc. (Pittsburgh, PA)
- …Bachelor's degree (BA /BS) and a minimum of three (3) years of experience in Compliance and/or the financial services industry preferred. + Any equivalent ... operations. + Financial markets and products. **Skill in:** + Overseeing compliance programs. + Integrating and aligning compliance processes and procedures… more
- Coinbase (Charlotte, NC)
- …decision * Lead a "culture of compliance " * Subject matter expert in AML compliance * Partner with Financial Crimes and second line compliance partners ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for… more
- Citizens (Johnston, RI)
- …risk-related issues. + Financial Industry Experience: Experience in banking or financial services at a nationally chartered institution is highly desirable. ... Principles: A solid understanding of various risk types (eg, operational, financial , compliance , reputational) and risk management methodologies, including OCC… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …in a related discipline and a minimum of eight (8) years of experience in Compliance and/or the financial services industry. ~or~ + Any equivalent ... obligations, industry rules and regulations, and legal general procedures in the financial services industry. + Concepts, practices, and procedures of the … more
- Stanford University (Stanford, CA)
- …and sound financial administration policies and practices that balance controls, compliance , and customer service . FMS is primarily responsible for ... financial policy oversight, quality assurance and financial services at Stanford University and its...debt portfolio and the use of funds to ensure compliance with applicable regulations, liquidity requirements and financial… more