- Coinbase (Charlotte, NC)
- …decision * Lead a "culture of compliance " * Subject matter expert in AML compliance * Partner with Financial Crimes and second line compliance partners ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for… more
- Citizens (Johnston, RI)
- …risk-related issues. + Financial Industry Experience: Experience in banking or financial services at a nationally chartered institution is highly desirable. ... Principles: A solid understanding of various risk types (eg, operational, financial , compliance , reputational) and risk management methodologies, including OCC… more
- Stanford University (Stanford, CA)
- …and sound financial administration policies and practices that balance controls, compliance , and customer service . FMS is primarily responsible for ... financial policy oversight, quality assurance and financial services at Stanford University and its...debt portfolio and the use of funds to ensure compliance with applicable regulations, liquidity requirements and financial… more
- Stanford University (Stanford, CA)
- …and sound financial administration policies and practices that balance controls, compliance , and customer service . FMS is primarily responsible for ... financial policy oversight, quality assurance and financial services at Stanford University and its...debt portfolio and the use of funds to ensure compliance with applicable regulations, liquidity requirements and financial… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …in a related discipline and a minimum of eight (8) years of experience in Compliance and/or the financial services industry. ~or~ + Any equivalent ... obligations, industry rules and regulations, and legal general procedures in the financial services industry. + Concepts, practices, and procedures of the … more
- Capital One (Mclean, VA)
- …experience + At least 5 years of experience in risk management or compliance at a financial institution, consulting firm, or regulatory agency **Preferred ... 7+ years of experience in credit risk management or compliance at a financial institution, consulting firm,...nor guarantee and is not liable for third-party products, services , educational tools or other information available through this… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Bachelor's degree (BA /BS) and a minimum of eight (8) years of experience in Compliance and/or the financial services industry preferred. ~or~ + Any ... + Completes the supplier risk assessment for GWS + Assists with evaluation of compliance risks of new products and services for GWS packaged products +… more
- NTT America, Inc. (Chicago, IL)
- …United States (US). Growth and innovation are imperatives for all Banking & Financial Services firms, but relentless compliance , operational and risk ... a IT Services Sales - Banking & Financial Services to join our team in...status. For our EEO Policy Statement, please click here (http://us.nttdata.com/en/ compliance #eeos) . If you'd like more information on your… more
- UPMC (Pittsburgh, PA)
- …the nation's leading healthcare providers. Under the guidance of the Office of Ethics, Compliance , and Audit Services leadership, you'll play a vital role in ... Graduate degree in an unrelated field and one year of compliance , legal, regulatory, financial , audit, or business experience, preferably in a health care… more
- University of Washington (Seattle, WA)
- …educational goals. + Interprets policies and regulations concerning the department's financial activities; ensures compliance with the University's policies and ... the greater community this is accomplished by provision of diverse and accomplished service including the promotion of excellence in the humane care of animals and… more