- Marex (New York, NY)
- Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to ... Senior Compliance Officer - Broker Dealer Advisory who will provide compliance advisory services for Equities, Fixed Income, Listed Options, Structured… more
- Marex (New York, NY)
- Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to ... The Senior Compliance Officer - Fixed Income Advisory will provide compliance advisory services primarily for Fixed Income securities, including corporate… more
- MUFG (Tempe, AZ)
- …and ad hoc duties as assigned. **Qualifications:** + 3-5 years of experience in Financial Services , preferably in Compliance , Risk Management or related ... This Associate Vice President (AVP) role in the Global Financial Crimes Division ("GFCD") and Americas Compliance ...required. + ACAMS, relevant professional qualification, and/or experience in client- service industry is a plus. + Up to 10%… more
- MAPFRE Insurance (Albuquerque, NM)
- …to corporate formation. + Preparation of governing management agreement, reinsurance agreements, financial institution trust agreements and other related service ... equal opportunity employer._ **Nearest Major Market:** Albuquerque **Job Segment:** Financial Analyst, Compliance , Recruiting, Strategic Planning, Finance,… more
- KeyBank (Cleveland, OH)
- …and/or testing techniques; management experience preferred. + Practical working knowledge of financial services compliance and operations including the ... related rules and regulations of the financial services industry (eg - AML/BSA, consumer compliance ,...operational, technical, and functional structure of financial services organizations, banking systems, and compliance programs.… more
- KeyBank (NY)
- …risks and controls and risk-based auditing techniques. + Practical working knowledge of financial services compliance and operations including the related ... of the operational, technical and functional structure of financial services organizations, banking systems, and compliance programs. + Experience working… more
- University of Rochester (Rochester, NY)
- … risks across the University's operations, including academic, research, student services , athletics, and financial management. + Develop and execute ... including programs to address anti-corruption, research ethics, privacy laws, and financial aid compliance . Compliance Investigations and Reporting:… more
- Zions Bancorporation (Salt Lake City, UT)
- …**_Qualifications:_** + Bachelor's degree preferred. + 0-2+ years of experience in banking/ financial services compliance , auditing, or related fields. + ... Zions Bancorporation is one of the nation's premier financial services companies operating as a...of supply chain management preferred. + Familiarity with regulatory compliance , auditing, and financial principles. + Excellent… more
- TEG Federal Credit Union (Poughkeepsie, NY)
- … Compliance Qualifications -5-8 years of experience in banking, credit union, or financial services compliance -Bachelor s degree or equivalent industry ... Credit Union! Job Title: Assistant Vice President (AVP) of Compliance Location: Poughkeepsie, NY Salary: $80,000-$95,000 (based on experience)...we pride ourselves on being more than just a financial institution. We re a caring team committed to… more
- Amazon (Seattle, WA)
- Description Amazon is seeking a pragmatic, innovative and driven financial services compliance professional to join the Risk and Compliance Solutions' ... Office. This role will be supporting the entity registered with FINTRAC. The Compliance Manager will work across business, legal, operations, and technical teams to… more