- TD Bank (New York, NY)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... role. **Line of Business:** Audit **Job Description:** The Audit Manager is accountable for overseeing the planning and execution...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- US Bank (Hackensack, NJ)
- …best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We ... of administrators who are responsible for preparing quarterly and annual financial statements for investment companies and advisers. Work cross-functionally with… more
- AbbVie (North Chicago, IL)
- …Estimate (LBE) for Regulatory Affairs. The primary function of the Finance Manager is to provide financial leadership to Regulatory Affairs, including ... of regulatory and filing fees, employee costs and professional services . Key Responsibilities include: + Responsible for the budget in the Plan/LRP/Update/LBE… more
- JPMorgan Chase (New York, NY)
- …in consultation with product and control partners. + Anticipate client demand for regulatory service solutions and adapt products/ services to meet client ... Services business and our clients. As the Regulatory Practice Americas Manager for Securities ...is a bonus. + Strong working knowledge of US/global financial services and regulatory landscape.… more
- Capital One (Richmond, VA)
- Senior Manager , IFX, AIML, & Regulatory Risk - Enterprise Services Risk The Enterprise Services Risk (ESR) organization is expanding with a focus on ... testing and related risk assessment activities + Partner with regulatory relations and the Enterprise Services Risk...with internal stakeholders + At least 6 years of Financial Services industry experience + At least… more
- Capital One (Mclean, VA)
- …communication skills + Understand and appreciate risk management as it relates to financial services + Live for bringing organization and attention-to-detail to ... Manager , Regulatory Affairs & Liaison Support...At least 3 years of experience in banking or financial services , operational or enterprise risk management,… more
- TD Bank (Charlotte, NC)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... direction, quality control and subject matter expertise to the team + Senior Manager providing advisory services to executives, business segment leaders and… more
- Charles Schwab (Austin, TX)
- …working in trust / custody environments, the retirement plan industry, and financial services regulatory matters. Key responsibilities will include: ... for each Trust Bank CTF + Review of annual financial statements Regulatory subject matter expert with...or equivalent experience is required. + 5+ years of financial services industry experience (brokerage and bank… more
- TD Bank (Charlotte, NC)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... of experience **Preferred Qualifications:** + 12+ years of experience in financial contingency planning, liquidity/capital management, regulatory , risk, legal or… more
- Scotiabank (Dallas, TX)
- Manager , Bank Regulatory Reporting Projects **Requisition ID:** 238695 **Salary Range:** 76,600.00 - 142,300.00 _Please note that the Salary Range shown is a ... are in compliance with governing regulations, internal policies, and procedures. The Manager , Regulatory Reporting Projects reports to the Senior Manager… more