- University of Pennsylvania (Philadelphia, PA)
- … start-up approvals and associated site initiation documentation. Reporting to the Regulatory Affairs New Study & Continuing Review Manager , the Senior ... and wellness programs and resources, and much more. Posted Job Title Regulatory Affairs Start-Up Specialist Senior-CC Job Profile Title Clinical Research … more
- Zions Bancorporation (Midvale, UT)
- Zions Bancorporation is one of the nation's premier financial services companies operating as a collection of great banks under local brands and management teams ... we bring the opportunity. We are currently seeking a ** Financial Crimes Operations Manager ** to join our...Manager for applicable case studies, emerging fraud/AML risks, regulatory changes, etc. . Escalate identified risks to the… more
- TD Bank (Charlotte, NC)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Manager...team of professionals who provides oversight, expert policy / regulatory guidance and advisory services and/or a… more
- TD Bank (New York, NY)
- …Experience in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong ... and penchant for learning new business areas and developing understanding of financial institution's products and regulatory requirements and obligations. +… more
- TD Bank (New York, NY)
- …to ensure alignment with integrated remediation activities to our regulators. The Senior Manager / Director - Regulatory Management and Remediation Office. This ... to new heights. Job Description: The TD Securities US Regulatory Management & Remediation team is responsible for the...+ Establishing and managing resource plans, issues, risks, and financial plans to support the roadmap. + Anticipating issues,… more
- Oracle (Nashville, TN)
- … regulatory oversight program, including specifications for product and service design aligned with Oracle Software Security Assurance and Security Architecture, ... Develop training for GBU development, cloud services , services and operations teams on industry regulatory ...reporting for activities that are owned by the Risk Manager . Execute a vendor security and/or quality management program.… more
- Bank of America (Jacksonville, FL)
- …**Desired Qualifications:** + Bachelor's Degree in related field + Experience in financial services and/or a related government entity + Certified Anti-Money ... Global Financial Crimes Manager - Economic Sanctions...Experience in data analysis, data governance, or technology systems ( financial services preferred). + Familiarity with sanctions… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in the development and execution of ... covering various businesses, functions and topics, including operations, finance, regulatory reporting, and sales and trading, and prepare business personnel… more
- TD Bank (New York, NY)
- …and your career, to new heights. Job Description: The TD Securities US Regulatory Management & Remediation team is responsible for the planning, execution and ... delivery of key regulatory initiatives for our US Wholesale business, building foundational...+ Establishing and managing resource plan, issues, risks and financial plans to support the roadmap. + Anticipating issues,… more
- EverBank (Irvine, CA)
- **IT Financial Crimes Development Manager ** The IT...access for clients 24/7, in addition to phone banking services and a network of financial centers. ... and implementing strategic solutions to detect, prevent, and mitigate financial crimes including fraud, money laundering, sanctions violations, and bribery.… more