- University of Pennsylvania (Philadelphia, PA)
- … start-up approvals and associated site initiation documentation. Reporting to the Regulatory Affairs New Study & Continuing Review Manager , the Senior ... and wellness programs and resources, and much more. Posted Job Title Regulatory Affairs Start-Up Specialist Senior-CC Job Profile Title Clinical Research … more
- TD Bank (New York, NY)
- …Experience in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong ... and penchant for learning new business areas and developing understanding of financial institution's products and regulatory requirements and obligations. +… more
- TD Bank (New York, NY)
- …to ensure alignment with integrated remediation activities to our regulators. The Senior Manager / Director - Regulatory Management and Remediation Office. This ... to new heights. Job Description: The TD Securities US Regulatory Management & Remediation team is responsible for the...+ Establishing and managing resource plans, issues, risks, and financial plans to support the roadmap. + Anticipating issues,… more
- Zions Bancorporation (Midvale, UT)
- Zions Bancorporation is one of the nation's premier financial services companies operating as a collection of great banks under local brands and management teams ... we bring the opportunity. We are currently seeking a ** Financial Crimes Operations Manager ** to join our...Manager for applicable case studies, emerging fraud/AML risks, regulatory changes, etc. . Escalate identified risks to the… more
- Oracle (Nashville, TN)
- … regulatory oversight program, including specifications for product and service design aligned with Oracle Software Security Assurance and Security Architecture, ... Develop training for GBU development, cloud services , services and operations teams on industry regulatory ...reporting for activities that are owned by the Risk Manager . Execute a vendor security and/or quality management program.… more
- TD Bank (Charlotte, NC)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Manager...team of professionals who provides oversight, expert policy / regulatory guidance and advisory services and/or a… more
- American Express (Charlotte, NC)
- …+ 5 years of experience in the US Federal Reserve / financial US regulatory reporting, banking / financial services , Product, Project and / or Control ... + 5 years of work experience in Banking / Regulatory / Financial / Technology Services...critical deadlines and manage multiple priorities, delivering high quality service with passion and exceeding expectations. + Displays thought… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in the development and execution of ... covering various businesses, functions and topics, including operations, finance, regulatory reporting, and sales and trading, and prepare business personnel… more
- TD Bank (New York, NY)
- …and your career, to new heights. Job Description: The TD Securities US Regulatory Management & Remediation team is responsible for the planning, execution and ... delivery of key regulatory initiatives for our US Wholesale business, building foundational...+ Establishing and managing resource plan, issues, risks and financial plans to support the roadmap. + Anticipating issues,… more
- BlackRock (Wilmington, DE)
- …for a rewarding, exciting, dynamic opportunity with the world's largest asset manager ? Look no further! At BlackRock, we are seeking a hard-working professional ... to join our Wilmington based Global Financial Reporting team supporting our wide fund ranges as...management we have an outstanding responsibility: our technology and services empower millions of investors to save for retirement,… more