• Financial Planning Consultant

    Raymond James Financial, Inc. (Hackensack, NJ)
    …- 3 to 6 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA - ... includes a Senior Advisor, Associate Advisor, and Registered Client Service Associate specializing in supporting high-net-worth families and private...Investment Adv Rep - Financial Industry Regulatory Authority (FINRA), Series 7_GS… more
    Raymond James Financial, Inc. (05/10/25)
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  • Interim Financial Controller

    ManpowerGroup (Irving, TX)
    …in place and ensure compliance with GAAP and applicable federal, state, and local regulatory laws and rules for financial and tax reporting. Design and ... tools such as Power BI. + Special projects as assigned. + Managing financial compliance/ regulatory reporting **Qualifications and Requirements** : + 5 + years… more
    ManpowerGroup (03/25/25)
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  • AML Sanctions Advisor - First Line of Defense…

    PNC (FL)
    …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... Experience, Strategy (RCES) organization, supporting the First Line of Defense (1LOD) Financial Crimes Compliance Program Office (FCCPO) team. This is a remote… more
    PNC (06/06/25)
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  • Global Financial Crimes - Vice President,…

    JPMorgan Chase (New York, NY)
    …Capabilities, and Skills:** + US-qualified lawyer with minimum 10 years of experience in financial services regulatory matters. + Strong knowledge of US ... manages legal and other risks, advises on products and services , interprets laws and regulations that impact the firm,...information sharing. + Knowledge of digital assets and emerging financial technologies. + Ability to anticipate regulatory … more
    JPMorgan Chase (05/31/25)
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  • Financial Planning Consultant

    Raymond James Financial, Inc. (Reston, VA)
    …13 months to 3 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA - ... retirement and estate planning field or in marketing these services . * OR ~ * Any equivalent combination of...Investment Adv Rep - Financial Industry Regulatory Authority (FINRA), Series 7_GS… more
    Raymond James Financial, Inc. (05/22/25)
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  • Accounting and Financial Reporting Manager

    Middlesex Savings (Natick, MA)
    **Overview** Responsible for the development, preparation, and filing of various financial and regulatory reports for the Bank and Bancorp. Participates in the ... and board level committees. + Keeps abreast of changing industry, accounting, and regulatory landscape related to financial and regulatory reporting. +… more
    Middlesex Savings (05/13/25)
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  • Financial Planning Consultant- Bilingual…

    Raymond James Financial, Inc. (Coral Gables, FL)
    …- 13 months to 3 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 63_AG - Agent - ... approaches available within established systems. Identify the products or services that best meet the customer's stated needs, use...Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA -… more
    Raymond James Financial, Inc. (05/13/25)
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  • Senior Branch Premier Banker- Greenville Street…

    Wells Fargo (Anderson, SC)
    …registration + State Insurance license(s) + 3+ years of experience in a licensed financial services position + Customer service focus with experience ... with customers and partners + 3+ years of experience recommending products and services **Desired Qualifications:** + Financial services industry experience… more
    Wells Fargo (06/04/25)
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  • Financial Advisor, Truist Investment…

    Truist (New York, NY)
    …10. Adhere to professional and ethical standards set forth by Truist, the Financial Industry Regulatory Authority (FINRA), and other regulatory bodies. ... on analyzing objectives and risk tolerance to determine which financial strategies and solutions best meet the client's needs....Advisor team to increase assets under management, sales and service . 3. Develop and maintain a profitable level of… more
    Truist (06/03/25)
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  • Supervisor, Operations | Branch & Concierge…

    Raymond James Financial, Inc. (Southfield, MI)
    …- 13 months to 3 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 63_AG - Agent - ... team/personal objectives. + Supervise a team providing administrative and service operations support and have deep expertise in the...Financial Industry Regulatory Authority (FINRA), Series 7_GS - Gen Sec Rep… more
    Raymond James Financial, Inc. (05/22/25)
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