- Raymond James Financial, Inc. (Beverly Hills, CA)
- …13 months to 3 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA - ... required production. * Provides a high level of client service . * Manages the full scope of a client...Investment Adv Rep - Financial Industry Regulatory Authority (FINRA), Series 7_GS… more
- Raymond James Financial, Inc. (Scottsdale, AZ)
- …13 months to 3 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA - ... their investment objectives. + Recommends investment products, solutions, and services that are suitable for prospects and clients based...Investment Adv Rep - Financial Industry Regulatory Authority (FINRA), Series 7_GS… more
- MUFG (New York, NY)
- …with a strong background in structured finance, preferably within **the insurance or financial services industry** . + Proven track record of successfully ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- Citigroup (New York, NY)
- … reporting process. **Qualifications:** + 10+ years of extensive experience within the financial services industry and regulatory reporting. + In-depth ... including FR Y-9C, Call Report, FR Y-15. Minimum 10+ years of financial analysis/reporting experience, preferably US Regulatory Reporting experience (eg FR… more
- Highmark Health (Pittsburgh, PA)
- …:** **JOB SUMMARY** This job is responsible for the accounting functions related to financial and regulatory reporting including preparing financial and ... projects as assigned by management. Detailed responsibilities include the following: financial statement preparation including footnotes for both annual audits and… more
- MIT Lincoln Laboratory (Lexington, MA)
- Job Description The Financial Services Department at MIT Lincoln Laboratory is seeking a highly experienced Senior Policy Advisor - Financial Transformation ... policy goals. + Serve as a senior advisor on financial policy, regulatory compliance, cost strategy, and...management for FFRDCs. + Experience working in a shared services or distributed financial operations environment. +… more
- Liberty Utilities (Tahoe Vista, CA)
- …and external auditors + Lead teams in developing and managing rate forecasts and financial models that support regulatory filings and business planning + Ensure ... initiatives + Strong business acumen with a solid understanding of how regulatory decisions impact utility operations, financial performance, and long-term… more
- Citigroup (Queens, NY)
- …the reporting framework. **Qualifications:** + 15+ years of extensive experience within the financial services industry and regulatory reporting. + In-depth ... The Regulatory Reporting role is a senior management position...including the Businesses, Risk, Treasury, Capital Controllers, SEC Reporting, Financial Planning & Analysis, as well as Enterprise Technology,… more
- Raymond James Financial, Inc. (Syracuse, NY)
- …environment which promotes personal career growth. Drawing on previous experience in a financial services firm, or upon a degree/diploma within Financial ... James. The term "Raymond James" includes, but is not limited to Raymond James Financial Services , Inc. ("RJFS") and Raymond James Financial Services… more
- Raymond James Financial, Inc. (Memphis, TN)
- …Experience** General Experience - 13 months to 3 years **Certifications** AG - Agent - Financial Industry Regulatory Authority (FINRA), GS - Gen Sec Rep - ... Southfield, MI Corporate Offices. **Responsibilities** : + Provide advanced product/ service information and respond to complex customer questions about...Financial Industry Regulatory Authority (FINRA), Securities Industry… more