- UGI Corporation (King Of Prussia, PA)
- …the ability to lead cross-functional initiatives while ensuring accurate, timely financial reporting and regulatory compliance. The position supports critical ... Financial Data Accountant Location: King Of Prussia, PA,...holding company that distributes and markets energy products and services through our subsidiaries and the company's common stock… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... **About this role:** Wells Fargo is seeking a Lead Financial Crimes Officer to join the Financial ...at wellsfargojobs.com. The MI&R team will deliver curated data services to our FCRM stakeholders. These services … more
- Wells Fargo (Minneapolis, MN)
- …7+ years of experience within BSA/AML Compliance and/or Operations within a Financial Services institution or management consulting agency + Previous experience ... and the execution of a large complex operational unit with significant regulatory oversight. Financial Crimes Operations currently supports foundational elements… more
- RGP (Los Angeles, CA)
- Play a critical role in ensuring financial solvency and regulatory compliance for healthcare partners. This position offers the opportunity to lead audits, ... organization dedicated to accessible, high-quality care. Lead and support financial oversight activities across multiple lines of business, including Medi-Cal,… more
- Citigroup (Irving, TX)
- …degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, ... and practices for consumer protection related to Fraud and Financial Crimes ICRM. + Assist with regulatory ...and Financial Crimes ICRM. + Assist with regulatory inquiries and/or examinations. + Collaborating with other internal… more
- Insight Global (San Francisco, CA)
- …to manage and grow a portfolio of high-net-worth clients for a rapidly growing financial services firm. This person will collaborate with clients and the firms ... financial plans, ensuring alignment with the clients financial goals and regulatory requirements. They will...and/or estate planning related work, preferably at a professional financial services company or wealth management firm.… more
- Kestra Financial (Avon, CT)
- … service and advice. Key Responsibilities: + Analyze clients' financial situations, investment portfolios, and goals to provide tailored planning recommendations. ... and estate planning strategies. + Stay updated on market trends, financial products, and regulatory changes to provide accurate and relevant advice. + Work… more
- Raymond James Financial, Inc. (Southfield, MI)
- …on more complex problems. + Deliver preestablished outcomes and/or provide support services while operating within the organization's established regulatory and ... and registration requirements. + Investigate standard incidents using current regulatory and compliance processes, systems, and procedures, and take action… more
- Citigroup (Columbus, OH)
- …technical issues, board and client reporting, timely and accurate delivery of regulatory financial filings; * Contribute to periodic industry communications to ... **Position Responsibilities include, but are not limited to:** * Oversee the Financial Administration Team, to ensure the timely and accurate delivery of work… more
- Wells Fargo (San Francisco, CA)
- …Wells Fargo:** Wells Fargo and Company (NYSE: WFC) is a diversified, community-based financial services company with $1.9 trillion in assets. Wells Fargo's ... management. + Experience with digital transformation initiatives and emerging technologies in financial services (eg, ISO 20022, real-time payments, APIs). +… more