- TD Bank (Greenville, SC)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... alternative points of view + Leads the development/implementation of new financial models, operating service standards, methodologies, frameworks and paradigms… more
- MUFG (New York, NY)
- …economics or business related field + 1-2 years of relevant experience in the financial services industry or consulting firm + Strong proficiency in Microsoft ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- PNC (Pittsburgh, PA)
- …Strong writing skills **Job Description** + Provides and may lead a variety of financial management and accounting services . + Prepares internal financial ... Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of… more
- Synchrony (Cincinnati, OH)
- …services industry + Minimum five years' experience with Regulatory / Financial Reporting as a Financial Services business **Desired Characteristics:** ... + Oversee the process for preparation of applicable quarterly/annual Regulatory Financial Reports related to Synchrony, Synchrony...minimum ten years Accounting experience in the Banking or Financial Services industry or in lieu of… more
- Mizuho Corporate Bank (New York, NY)
- …by total assets of ~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries and 800 offices throughout ... or equivalent required. + 5+ years of experience in financial institution. + Banking/ Regulatory Experience: + General...is a leading provider of corporate and investment banking services to clients in the US, Canada, and Latin… more
- Wells Fargo (Charlotte, NC)
- …Investment Banking ("CIB") delivers a comprehensive suite of capital markets, banking, and financial products and services . As a trusted partner to our clients, ... stakeholders such as front office, legal, client onboarding, reference data, financial crimes, agreement management, regulatory reporting, technology, and new… more
- Citigroup (New York, NY)
- …+ Experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, ... The Capital Markets Regulatory Engagement Officer will be part of Citi's...audits, or enterprise-wide risk management projects at a complex financial institution. + Excellent project management and organizational skills… more
- Citigroup (Tampa, FL)
- …with experience in Compliance, **LEGAL** or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, ... risk behaviors, providing day-to-day Compliance advice relating to operations, financial requirements, and guidance on the supported function/business/product and… more
- Insight Global (Phoenix, AZ)
- Job Description 6+ years of experience in data sourcing, financial data analytics, or regulatory reporting. Prior experience in large banking or financial ... . Skills and Requirements 6+ years of experience in data sourcing, financial data analytics, or regulatory reporting. Prior experience in large… more
- Citigroup (Tampa, FL)
- …degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, ... The AML Regulatory Reporting Oversight Team is a Global function...and execution of those obligations as required by various regulatory bodies across the Citi Global footprint. The Global… more