- TIAA (Frisco, TX)
- …knowledge of a broad range of financial products and related regulatory requirements. TIAA products/ services acumen a plus. + Technologically adept and ... Enterprise Compliance Sr Associate Serve as a member of the TIAA...world-class asset management. But weʼre not just another legacy financial services firm. Weʼre fighting harder than… more
- University of Oregon (Eugene, OR)
- …duties have included high-level management, setting of strategic direction, customer service , regulatory compliance, and execution of programmatic and process ... Assistant / Associate Vice President for Research Business Operations Apply...information (including family medical history), ancestry, familial status, citizenship, service in the uniformed services (as defined… more
- Raymond James Financial, Inc. (Beverly Hills, CA)
- …High School (HS) (Required) **Work Experience** **Certifications** GS - Gen Sec Rep - Financial Industry Regulatory Authority (FINRA), RA - Investment Adv Rep - ... for routine inquiries. Carry out a range of customer service activities, including handling customer cases and inquiries that...Financial Industry Regulatory Authority (FINRA), Securities Industry… more
- Penn Medicine (Philadelphia, PA)
- …leadership, supervision and direction in regards to all administrative, financial , regulatory , quality, human resources, patient/employee satisfaction, and ... practice complexity): multiple practice locations, high practice/facility square footage, service line oversight, coordination of inpatient services ,… more
- JPMorgan Chase (New York, NY)
- …provides subject matter expertise to clients both internal and external. As a Client Service Associate within the Equity Derivatives Middle Office team , you ... International Swaps Derivative Association (ISDA) based confirmations, Markitwire, settlements, regulatory adherence, UAT for system and process enhancements and all… more
- Raymond James Financial, Inc. (Fayetteville, GA)
- …James. The term "Raymond James" includes, but is not limited to Raymond James Financial Services , Inc. ("RJFS") and Raymond James Financial Services ... 7 to 12 months **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA) **Travel** Less than 25%… more
- JPMorgan Chase (Tampa, FL)
- … institution clients by allowing them to effectively utilize Payments Products and Services . The Service organization acts as a central point of resolution ... As a Client Service Account Manager, within JP Morgan Payments Client...functional experience + Intermediate understanding of Treasury Products and Services , inclusive of knowledge of financial exposure/operational… more
- BMO Financial Group (New York, NY)
- BMO Capital Markets is a leading, full- service financial services provider. We offer corporate and investment banking, treasury management, as well as ... Develops and/or facilitates development of client-focused solutions based on financial expertise, organizational, technical, regulatory and environmental client… more
- West Pharmaceutical Services (Cidra, PR)
- Quality Associate Requisition ID: 70111 Date: May 23, 2025 Location: Cidra, Puerto Rico, US Department: Quality Description: **Shift: 12 Hour Shifts** **Rotate 4 ... benefit programs, we empower the physical, mental, emotional and financial health of our team members and their families....are met and is accountable for in-process quality control services and support. The Quality Specialist role will be… more
- JPMorgan Chase (Tempe, AZ)
- …of large corporate clients, helping them effectively utilize our Payments Products and Services . Our Service organization acts as a central hub for resolving ... and/or functional experience + Intermediate understanding of Treasury Products and Services , inclusive of knowledge of financial exposure/operational risk… more