- Capital One (New York, NY)
- …team service the group's Commercial Banking clients, addressing their financial risk management needs through the provision and strategic application of interest ... Associate , Interest Rate Derivatives Capital One is seeking...trade execution process including but not limited to bespoke financial analysis, preparation customer presentations and pricing of transactions… more
- Wells Fargo (Salt Lake City, UT)
- …work experience, training, military experience, education + US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 ... brokerage: account processes and compliance procedures + Knowledge and understanding of financial sales and service call center business, processes, and… more
- Wells Fargo (New York, NY)
- …interactions during which they gain exposure to key executives and senior bankers. The Associate provides these services as part of a team consisting of ... recognized equivalents will be accepted + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for… more
- JPMorgan Chase (Jersey City, NJ)
- In response to the changing regulatory landscape, companies must comply with numerous new requirements, prompting the need for a Supplier Contract Compliance ... Manager. This role is crucial for managing regulatory compliance complexities and ensuring supplier contracts adhere to relevant laws and standards. Join our team to… more
- Capital One (Richmond, VA)
- Sr. Risk Associate **Operational Risk Management (ORM) is seeking a Sr. Risk Associate to join the Loss Data team. The Loss Data team is responsible for ... Reserve and OCC.** **In this role, the Sr. Risk Associate will be responsible for working with the team...capital modeling team to analyze loss data used for regulatory reporting and the Company's capital adequacy testing for… more
- HSBC (New York, NY)
- …systems, financial crime and compliance frameworks for investments, and regulatory initiatives. Assisting with the coverage of the operational risk of all ... communities and the planet we all share. As the Associate , Fund Manager Research will be responsible for operational...included in the research for foreign markets to assess regulatory and tax issues involving trading/establishing a local presence… more
- Bristol Myers Squibb (Seattle, WA)
- …in our work environment. We offer a wide variety of competitive benefits, services and programs that provide our employees with the resources to pursue their ... more: careers.bms.com/working-with-us . We are seeking a highly motivated and experienced Associate Director of Cell Therapy Process Development to lead and drive… more
- Capital One (Mclean, VA)
- Senior Associate , Automated Control Testing- FRM (Hybrid) Capital One is seeking a motivated professional to join the Finance Risk Management (FRM) team as a Senior ... Lines of Business (LOBs) and a basic understanding of regulatory requirements and controls as applied to business processes...Compliance + 3+ years of experience in the Finance Services industry + Previous experience with Google Suites or… more
- Raymond James Financial, Inc. (Houston, TX)
- …relating to transactions at the counter. Ask the customer to identify which product or service they are interested in purchasing and how they intend to use it. Greet ... has the relevant information to support follow-up sales and service actions. Carry out standard customer service ...required quality standards and/or to ensure adherence to external regulatory codes and internal codes of conduct. Develop and… more
- PNC (Pittsburgh, PA)
- …Detail, Analytical Thinking, Decision Making and Critical Thinking, Effective Communications, Financial Analysis, Financial Services Industry, Managing ... contribute to the company's success. As a Capital Markets Associate within PNC's Capital Markets organization, you will be...Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit… more