- Citigroup (Irving, TX)
- The Regulatory Risk Sr Grp Manager is...managing Regulatory Inspections and Audits within a financial services company. + Professional ability and ... Treasury, FDIC and regulations from other central banks and regulatory authorities. + Regulatory risk ...of the collateral management process. + Ability to interpret financial and risk reporting as well as… more
- Tradeweb (New York, NY)
- …risk , internal audit, or operational risk management within a regulated financial service or FinTech environment. + Deep understanding of control testing ... News & World Report as one of the _Best Financial Services Companies to Work For_ ....of the firm's ERM program, including control testing oversight, regulatory risk assessments, risk metric… more
- TD Bank (Mount Laurel, NJ)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... line controls; + End to end completion of the regulatory compliance risk assessment which includes review...of broader related areas + Senior specialist providing advisory services to executives, business segment leaders and governs the… more
- Marex (New York, NY)
- …or Management Consulting required. + Solid understanding of Operational Risk and Regulatory Compliance in the financial services industry. + Bachelor's ... risk framework for your role ensuring that all regulatory or company determined parameters are complied with. +...services or consulting for a financial services firm. + Experience in Enterprise Risk … more
- Scotiabank (New York, NY)
- …preferred: Federal Reserve Bank of New York, New York Dept. of Financial Services (NYDFS), Securities &Exchange Commission (SEC), Commodities Future Trading ... provides a full range of investment banking, credit and risk management products and services relevant to...assess control design and effectiveness. Collaborate with compliance and risk officers to ensure alignment with regulatory … more
- MUFG (Tampa, FL)
- …The candidate must have strong subject matter expertise in third-party and outsourcing risk management in financial services or other heavily regulated ... the SEC, other US regulators (eg, NY Department of Financial Services ), and foreign-based regulators (eg, Japan's...guidance as well as introduction of new regulations & regulatory guidance in collaboration with Operational Risk … more
- Mastercard (O'Fallon, MO)
- … regulatory compliance, or risk within card payments, fintech or financial services . * Strong understanding of global regulatory regimes (eg, ... combine to deliver a unique set of products and services that help people, businesses and governments realize their...obligations and also as a member of the front-line risk organization. We do this by translating regulatory… more
- JPMorgan Chase (New York, NY)
- …will also anticipate and mitigate emerging risks in the climate, nature, and social risk regulatory space. Leading a team, fostering a culture of innovation, and ... execution and strategic direction of work addressing business and regulatory requirements across Lines of Business and Risk...+ Bachelor degree and 8+ years of experience in financial services with particular focus on credit/counterparty… more
- Citigroup (Tampa, FL)
- …with experience in Compliance, **LEGAL** or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, ... Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal… more
- CIBC (Chicago, IL)
- …(https://www.cibc.com/en/about-cibc.html) **What you'll be doing** As the Director of Third Party Risk Governance and Regulatory Support, you will lead our ... efforts in managing third-party risk and ensuring governance and compliance with ...Strategies, Regulatory Awareness, Regulatory Compliance, Regulatory Experience, Regulatory Knowledge, Service … more