- Capital One (Richmond, VA)
- …communication skills. As a Manager of Technology/Cyber Risk in Capital One's Enterprise Services Risk Office (ES Risk , first line of defense), you will ... within a highly collaborative team environment to deliver value-added risk management services to our Technology and...with new or change-driven initiatives + Background in the financial services industry + Certified Information Systems… more
- JPMorgan Chase (Columbus, OH)
- …a technical environment. + Technical and operational understanding of financial services regulations. + Proficient in IT Service Management (ITSM) with ... + Familiarity with risk management frameworks, industry standards, and financial industry regulatory requirements + Proficient knowledge and expertise in… more
- PNC (Pittsburgh, PA)
- …Internal Controls, Operational Risk , Organizational Governance, Process Management, Regulatory Environment - Financial Services , Standard Operating ... the FGO Financial framework program (SOX) Set Financial and Regulatory Framework Methodologies and Expectations,...+ Participates in the design and development of the risk management program to meet business and regulatory… more
- FirstBank PR (GU)
- … & Credit Risk Manager is responsible for overseeing and managing regulatory risk within the Mortgage Department, for PR and ECR (including oversight ... Mortgage Audit & Risk Assessment Manager - Mortgage Quality & Product...Participates in special projects and implementation of new products, services and/or initiatives that may have a regulatory… more
- KeyBank (Cleveland, OH)
- …testing techniques; management experience preferred. + Practical working knowledge of financial services compliance and operations including the related rules ... and regulations of the financial services industry (eg - AML/BSA, consumer...Currently maintains relevant professional and/or industry sponsored certifications in risk management and/or compliance (eg - Certified Regulatory… more
- JPMorgan Chase (New York, NY)
- …compliance, legal, or risk management roles within asset management or financial services . + Expertise in SEC regulations applicable to registered investment ... funds in alternative investment strategies in private market investments. You will lead regulatory and compliance risk oversight for some of the most complex… more
- American Express (Phoenix, AZ)
- …informed of the external regulatory landscape and current events impacting the financial services industry + Be a key leader for sharing insights, better ... conducting independent quality assurance and process testing + Experience in financial services industry ORMCM **Qualifications** Salary Range: $90,000.00 to… more
- BMO Financial Group (Chicago, IL)
- …Excel) Supports the execution of accurate and efficient reporting solutions for risk , regulatory and management information to internal and external stakeholders ... including regulatory bodies. Supports an efficient and effective ...common information sources and practices, reduces ongoing costs, increases service level performance and minimizes risk . +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …mission, and strategies. + Advanced accounting concepts, practices and procedures. + Financial Services and Treasury Operations + Statistical Modeling and ... and Analysis will be responsible for capital and liquidity risk management, as well as regulatory reporting...IT, Operations, and other departments on firm-wide initiatives impacting financial and regulatory reporting. + Maintain strong… more
- American Express (New York, NY)
- …policies, regulatory frameworks, and/or operational standards * Experience within financial services industry * Strong analytical and problem-solving skills, ... ensure regulatory and internal standards are met o Enhancing risk assessments and associated methodologies o Leading independent control monitoring, including… more