- NBT Bank (West Hartford, CT)
- …team player and high quality service provider. Unique Job Characteristics and Requirements: NASD Series 6 and Life License. Series 7 preferred. If not ... Program (EAP) : Access to support and resources. + Financial and Banking Services : Various benefits...us via email at ###@nbtbank.com. The Human Resources Shared Service Center hours of operation are Monday through Friday,… more
- BMO Financial Group (Urbandale, IA)
- …degree in related field of study or an equivalent combination of education and experience. + FINRA Series 6 , 63 & 65 Licenses OR FINRA Series 7 & 66 ... Provides financial and investment planning and advice in collaboration...provides solutions though the sales of managed products and services (eg mutual funds, mutual fund wrap accounts, ETF… more
- Raymond James Financial, Inc. (Southfield, MI)
- …required,** or **ability to obtain within 120 days** (as required by FINRA). Persons holding Series 6 , 7, 17, 37 or 38 or those who hold principal-level ... a key role in supporting the firm's compliance with non- financial regulatory reporting requirements. Leveraging advanced knowledge and experience,...registrations: Series 4, 9/10, 14, 16, 23, 24, 26, 27,… more
- Regions Bank (Orlando, FL)
- …and products to help meet customer goals and offer in-depth guidance through Financial Planning services + Identifies and follows up on all opportunities ... section of the system. **Job Description:** At Regions, the Financial Advisor establishes a portfolio of bank customers based...**Requirements** + High School Diploma or GED + Six ( 6 ) months of related experience + Series … more
- Thrivent Financial (Gig Harbor, WA)
- …providing expert financial advice with heart. Thrivent is a different kind of financial services firm, one that puts generosity at the center of saving and ... Health and Annuity + Securities Industry Essentials (SIE) + Series 6 and 63 or 7 and...in your community. About Thrivent Thrivent is a diversified financial services organization that, with its subsidiary… more
- Huntington National Bank (Fishers, IN)
- …or GED and minimum of 1 year customer service and sales in banking, financial services or goal driven retail sales, or business to business sales experience ... of the following 5 licenses in an active status: Series 6 or 7; Series ...Bachelor's Degree and 2 years or more in customer service and sales banking, financial services… more
- Wells Fargo (St. Louis, MO)
- …+ Knowledge and understanding of banking or financial services industry + Financial services experience + 6 + months of client or sales ... **About this role:** Wells Fargo is seeking an Associate Financial Relationship Advisor in Wealth and Investment Management as part of Wells Fargo Advisors. Learn… more
- Raymond James Financial, Inc. (Charlotte, NC)
- …offers a comprehensive education for the next generation of Raymond James Financial Advisors. The program takes a holistic approach by incorporating training for ... for success. In conjunction with a Mentor, Branch Manager, and/or a team of Financial Advisors, the Financial Advisor Trainee will learn to build an individual… more
- JPMorgan Chase (Columbus, OH)
- …to develop a challenging career in the Investment Management and Financial Services industry. The Asset Management Client Service division manages over 1800 ... Morgan is the place for you! As a Shareholder Services Analyst within Asset Management Client Service ,...resources + Work towards and obtain Securities Industry Essentials, Series 6 and Series 63… more
- JPMorgan Chase (New York, NY)
- …Security Services , and Asset Management. + Develop and maintain financial models, specific to the Banking industry, to assess regulatory capital health, ... skills and enhance team performance. **Required Qualifications, Capabilities and Skills:** + Over 6 years of experience in the financial industry, with a strong… more