- Truist (Tampa, FL)
- …4. Knowledge of the features and attributes of annuity products. 5. FINRA SIE, Financial Industry Regulatory Authority (FINRA) Series 7 and Series 66 ... Charlotte, NC. Responsible for the general servicing and support of the Financial Advisors within our Centralized Group. This includes administrative and operational… more
- Truist (Houston, TX)
- …4. Conducts financial and valuation analyses. 5. Formulates investment ideas. 6 . Writes draft research commentary. 7. Depending on experience and the needs of ... Required: the SIE and the 7 Top Off (or Series 7 for those licensed prior to October 2019),...experience or academic study beyond BA/BS. 4. Mastery of financial and accounting concepts to facilitate the creation of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Extensive contact with internal and external customers to provide detailed financial planning consultative services . **Essential Duties and Responsibilities** + ... through experience, specialized training or certification to consult with Financial Advisors (FAs) and their clients regarding overall ...work environment. + Provide a high level of customer service in a calm, courteous and professional manner. +… more
- US Bank (Gresham, OR)
- … needs that will result in repeat conversations and new or expanding financial services , assets, and opportunities. Candidates will also possess strong ... region. Basic Qualifications - A bachelor's degree, background in financial services , investments, or equivalent work experience...one to two years of job-related experience in a financial sales position are preferred. - FINRA Series… more
- Principal Financial Group (Charlotte, NC)
- …based on expertise in transfer agent operations. Operating at the intersection of financial services and technology, Principal builds financial tools that ... degree or equivalent + 8+ years of relevant asset management/ financial services experience with a focus on...of business area practices, systems, and processes + FINRA Series 6 or 7 licensing required within… more
- Raymond James Financial, Inc. (West Palm Beach, FL)
- …college or university, and a minimum of three (3) years experience in a financial services firm, or an equivalent combination of experience, education, and/or ... 6 to 10 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 63_AG - Agent - … more
- First Horizon Bank (Raleigh, NC)
- …to foster business development. **Qualifications:** * 4+ years experience in the Financial Services industry. * Bachelor's Degree required from accredited ... communication skills. **About Us** First Horizon Corporation is a leading regional financial services company, dedicated to helping our clients, communities and… more
- M&T Bank (Bear, DE)
- …partnerships in Retail, Business Banking and Wealth to increase referrals. + Provide financial planning services by advising the customer on the advantages and ... **Overview:** Provides advice-based approach to financial solutions for an assigned book of business....of solutions and full scope of investment products and services catered to the needs of the individual client… more
- Wells Fargo (Anchorage, AK)
- …or private banking + Experience recommending financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or ... license(s) + 3+ years of experience in a licensed financial services position + Customer service...practices risk management culture + Current registration for FINRA Series 6 and Series 63… more
- Wells Fargo (Los Gatos, CA)
- …or private banking * Experience recommending financial services products and services * Successfully completed FINRA Series 6 and 63 exams (or ... license(s) * 3+ years of experience in a licensed financial services position * Customer service...practices risk management culture * Current registration for FINRA Series 6 and Series 63… more