- Thrivent Financial (Belmond, IA)
- … financial strategy. Thrivent Financial is a faith-based, not-for-profit financial services organization with approximately 2. 6 million members. As ... Brian Kapka is an independent financial services advisor of Thrivent ...Previous administrative/secretarial experience desired + Must be securities registered ( series 7 & 66 or 6 &… more
- Raymond James Financial, Inc. (San Jose, CA)
- …3 to 6 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 63_AG - Agent - ... of team/personal objectives. Supervise a team providing administrative and service operations support and have deep expertise in the...Financial Industry Regulatory Authority (FINRA), Series 65 or Series 66_RA - Investment… more
- Raymond James Financial, Inc. (CO)
- …KPIs, and risk assessments. + Internal & external fraud risk typologies. + Financial services operations, products, and transaction channels. + Regulatory change ... requirements and industry standards as well as Raymond James services , products, and strategic priorities. + Implement solutions, working...CFE required + CAMS preferred + FINRA SIE and/or Series 7 encouraged **Travel Required:** + Yes, 10 %… more
- Sacramento County (Sacramento, CA)
- …be required prior to appointment. CONFLICT OF INTEREST CODE: Some County Civil Service positions are covered by financial disclosure requirements intended to ... The next filing cut-offs are at 5:00 pm on: * 6 /5/2025, 7/7/2025, 10/ 6 /2025, 1/5/2026 Level I -...the trainee level class in the professional civil engineering series . Incumbents perform field and office assignments of a… more
- Atria Wealth Solutions (Vancouver, WA)
- Columbia Credit Union, in partnership with CUSO Financial Services , LP (CFS), is seeking an Investment Advisor Representative to provide investment services ... area. About Columbia Credit Union Columbia CU is a full- service financial institution with $2.3 billion in...employed by Columbia Credit Union and registered through CUSO Financial Services , LP, (Member FINRA/SIPC). CFS is… more
- City and County of San Francisco (San Francisco, CA)
- …commitment looks like in action. This is the entry-level class in the Protective Services Worker series . Adult Protective Services (APS) is a state-mandated ... that support and protect people, families, and communities. From financial , nutritional and employment support to child and adult...a needs assessment for clients in need of protective services . + Develops a Service Plan and… more
- Amazon (Dallas, TX)
- Description Amazon Web Services (AWS) is seeking a Finance Manager for the Analytics Service team. This role will own the end-to-end P&L for Dependent ... Services . This role works across multiple business and finance...stakeholders. Key job responsibilities - Manage and develop the financial analysis processes - Partner with and proactively communicate… more
- TIAA (KS)
- …Experience** + 5+ Years Required; 7+ Years Preferred **FINRA Registrations** + SRC Indicator: Series 6 or 7; Series 63 **Physical Requirements** + Physical ... or consultative sales experience **Preferred Skills:** + FINRA registered, Series 6 or 7 and Series...120 days + Institutional and/or government relations in the financial services industry experience is preferred +… more
- Janus Henderson Investors (Denver, CO)
- …to have skills + Specific knowledge pertaining to Janus Henderson products. + FINRA SIE, Series 6 , and Series 63 licensed + Ability to work autonomously. ... Janus Henderson is to help clients define and achieve superior financial outcomes through differentiated insights, disciplined investments, and world-class … more
- Veterans Affairs, Veterans Health Administration (Jamaica Plain, MA)
- …SF-50, (Notice of Personnel Action). The SF-50 must identify the position title, series , grade, step, tenure and type of service (Competitive or Excepted). ... & Urban Development/Veterans Administrative Supportive Housing (HUD/VASH) in Social Work Service at the Jamaica Plains location within the VA Boston Healthcare… more