- Foresters Financial Services (Silver Spring, MD)
- …administrative assistance while enhancing the service experience of clients*. *This role requires FINRA licensing within 12 months of hire to allow the incumbent to ... of support is dictated by whether the incumbent is FINRA licensed. + As directed by the representative, based...money + Prospecting and telephone techniques (if you become FINRA licensed) + Compliance training What you need to… more
- KeyBank (Centralia, WA)
- …on digital platforms and capabilities within Key (required) **Licenses and Certifications** + FINRA License S6 Upon Hire (required) + FINRA License S63 Upon ... Hire (required) + FINRA Security Industry Essentials (SIE) Upon Hire (required) + Life and Health Insurance Licenses Upon Hire (required) **Tactical Skills** + Is knowledgeable about the client's accounts and business with the bank and uses sound judgment… more
- T. Rowe Price (Colorado Springs, CO)
- …of education and relevant experience + 0+ years of total relevant work experience + FINRA Series 7 and 66 (must be obtained within first 6 months) Preferred + Sales ... industry experience + Fully licensed candidate (currently holds 7 and 66) FINRA Requirements FINRA licenses are required and will be supported for this role.… more
- Wells Fargo (Charlotte, NC)
- …Visa sponsorship is not available + This position is subject to FINRA background screening requirements. Candidates must successfully complete and pass a background ... check prior to hire. In accordance with FINRA rules, individuals who are subject to statutory disqualification are not eligible to be associated with a FINRA… more
- JPMorgan Chase (Chicago, IL)
- …performing Advisor team + Ability to travel 50% of the time + A valid and active FINRA Series 7, 66 (or equivalent) is required + A valid and active FINRA Series ... Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc.… more
- Wells Fargo (Franklin, VA)
- …expectations during the recruitment process. + This position is subject to FINRA background screening requirements. Candidates must successfully complete and pass a ... background check prior to hire. In accordance with FINRA rules, individuals who are subject to statutory disqualification are not eligible to be associated with a … more
- KeyBank (Burley, ID)
- …School Diploma (required) or + Bachelor's Degree (preferred) **Licenses and Certifications** + FINRA License S7 Upon Hire (required) + FINRA License S66 Upon ... Hire (required) or + FINRA License S63 66 & 65 Upon Hire (required) **Tactical Skills** + Broad knowledge of characteristics and needs of clients and partners within the bank- based investment market space. + Demonstrated ability to sell products and… more
- KeyBank (Eugene, OR)
- …on digital platforms and capabilities within Key (required) **Licenses and Certifications** + FINRA License S6 Upon Hire (required) + FINRA License S63 Upon ... Hire (required) + FINRA Security Industry Essentials (SIE) Upon Hire (required) + Life and Health Insurance Licenses Upon Hire (required) **Skills** + Is knowledgeable about the client's accounts and business with the bank and uses sound judgment with… more
- Principal Financial Group (Grand Rapids, MI)
- …+ Successful Registration as an Investment Company Products/Variable contracts Limited Representative ( FINRA Series 6 or equivalent and FINRA Series 63). ... Preference for FINRA Series 7 and 66. **Successful candidates will have the following:** + Excellent communication, presentation, analytical, and interpersonal skills. + Successful history of accomplishments in education, retirement sales, or a related… more
- JPMorgan Chase (San Jose, CA)
- …planning strategies. + Eagerness to engage directly with clients and advisors. + Must hold FINRA Series 7 and one or more of the following licenses: FINRA Series ... as a Supervisory or Compliance professional preferred. + Advanced knowledge of FINRA , MSRB, and SEC rules and regulations. + Experience working alongside Advisors… more