- City National Bank (Charlotte, NC)
- …and collectively, provide oversight, review, effective challenge, and adjudication of First Line Credit Risk taking, utilizing their delegated lending ... will have responsibility for Credit Policy, regulatory responses, oversight of First Line Portfolio Management, Underwriting, and recommendations for transfers… more
- The County of Los Angeles (Los Angeles, CA)
- …resources operation, or a highly specialized staff operation including supervision of first line supervisors budget preparation and control, and general ... resources operation, or a highly specialized staff operation including supervision of first line supervisors budget preparation and control, and general… more
- Tradeweb (New York, NY)
- …support early warning capabilities. + Provide assurance and validation on first - line risk assessments, including methodology alignment, control coverage ... fiscal quarters, topping $2.5 trillion in ADV for the first quarter of 2025. Since our IPO in 2019,...in New York. This role sits within the Second Line of Defense (2LoD) and is responsible for leading… more
- MUFG (Irving, TX)
- …Head of Global AML Trade Finance Advisory, FCC Global Stakeholders and relevant first - line business leaders on issues identifying and managing AML risks posed ... team to build partnerships and best practices. + Engages with relevant first - line business leaders to support their AML risk-management efforts. + Oversees the… more
- Comerica (Dallas, TX)
- …various BRCO departments. The Manager, BRCO RCSA Facilitators will partner with the First Line of Defense (Business Control Officers, Process & Control Owners) ... RCSA Facilitators will eventually report directly into their respective Line of Business (LOB) Business Control Office (BRCO) team,...as well as the Second Line of Defense to drive consensus and ensure the… more
- Comerica (Dallas, TX)
- …CRA Testing Analyst role is responsible for administering data integrity testing within the first line of defense of defense to ensure compliance with regulatory ... of Compliance Management System (CMS) requirements. + Work collaboratively with the Line of Business and Compliance to understand current practices. + Make… more
- Cushman & Wakefield (St. Louis, MO)
- …Title** Technical Support Associate-3 **Job Description Summary** Resolve incidents escalated from first line of support as well as the internal tech/genius ... Bar Team Lead CLASSIFICATION: Exempt **POSITION PURPOSE** Resolve incidents escalated from first line of support as well as the internal tech/genius bar and… more
- Capital One (Plano, TX)
- …and Audits & Exams process in Capital One's Financial Services Business Risk Office ( first line of defense), you will govern the portfolio of risk engagements ... and influence outcomes + Foster effective partnerships and collaborate with First and Second Line partners + Participate in risk and other management forums and… more
- SolomonEdwards (Albany, NY)
- …Partner with the Broker/Dealer oversight function and internal teams to ensure the first line of defense (1LOD) operational execution. * Consolidate and ... ability to apply guidelines in practice. * Experience in: o First line operations (1LOD) for broker/dealer or non-deposit investment products (ideal), and/or… more
- Truist (Atlanta, GA)
- …across the full spectrum of risks to ensure appropriate oversight and governance of first line risk taking and risk program execution activities. Interact with ... may change from time to time. 1.Through robust 2nd line oversight, ensure the Business Unit's compliant execution to...hire and by full-time or part-time status) during their first year of employment, along with 10 sick days… more