- Mizuho Corporate Bank (New York, NY)
- …and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. ... Legal, Compliance , and other functions, serving as a trusted advisor and providing constructive challenge and oversight of resilience-related plans and… more
- Neuberger Berman (New York, NY)
- …client assets (as of September, 2025) across a range of strategies-including equity, fixed income , quantitative and multi-asset class, private equity and hedge ... executing integrated campaigns and building sales enablement assets (decks, battlecards, advisor scripts) in partnership with PMs, sales, compliance , and… more
- Citizens (Johnston, RI)
- …including mutual funds, UITs, structured products, equities, and fixed income . + Ensure accuracy and compliance with regulatory requirements (TRACE, ... inquiries and trade requests from end clients and financial advisor lines. This position is essential to maintaining client...the center of trade execution and account management, ensuring compliance and a seamless experience for our clients. This… more
- S&P Global (New York, NY)
- … requirements in target markets + Understanding of financial markets including fixed income , derivatives, equities, or alternative investments + Proven ability ... and promote S&P Global core values while serving as a trusted advisor to clients **Compensation/Benefits Information:** (This section is only applicable to US… more
- Intercontinental Exchange (ICE) (Atlanta, GA)
- …businesses. The role reports to the Enterprise Risk Director focused on the Fixed Income and Data Services businesses and is responsible for developing ... three lines of defense. + Act as a trusted advisor and challenge partner to the first line on...privacy, cybersecurity, and third-party risk. + Experience with regulatory compliance frameworks and expectations (eg, Investment Advisers Act, IOSCO,… more
- First Horizon Bank (Jacksonville, FL)
- …consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income , and mortgage banking services. First Horizon has been ... **Essential Duties and Responsibilities** : + Act as a trusted financial advisor to Consumer Banking LOB and Regional leadership, delivering data-driven insights to… more
- Wellington (Boston, MA)
- …and span nearly all segments of the global capital markets, including equity, fixed income , multi-asset, and alternative strategies. As a private partnership ... work will serve as a strategic partner and trusted advisor to the firm's Chief Technology Officer to achieve...of technology assets with outcomes tied to cost efficiency, compliance , and resilience. + Drive product model thinking in… more
- Citizens (Johnston, RI)
- …with departments responsible for opening/maintaining brokerage accounts, performing trades for equity/ fixed income /mutual fund clients and assisting clients with ... but not limited to, Financial Advisors, Sales Assistants, Risk-Management and Compliance . Primary responsibilities include + Field a variety of incoming customer… more
- Scotiabank (Dallas, TX)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... and all audit activities are conducted / executed / delivered in compliance with governing regulations, internal policies, and procedures. The Director is a… more
- PNC (Pittsburgh, PA)
- …including but not limited to model portfolios/UMAs, mutual funds/ETFs, alternatives, equity, and fixed income . This role will be responsible for turning market ... partner closely with Portfolio Construction, Investment Strategy, Operations, Technology, Risk/ Compliance , Finance, and Legal to deliver differentiated offerings. Specific… more