- Neuberger Berman (Chicago, IL)
- Neuberger Berman's Global Trade Management team provides critical middle-office support to Equity and Fixed Income Trading Desks, Portfolio Managers, and ... projects. **Key Responsibilities:** + Provide post-execution trade support for institutional fixed income ...post-execution trade support for institutional fixed income products, ensuring accurate and timely… more
- Adecco US, Inc. (Charlotte, NC)
- Adecco is assisting a local client recruiting for a Trade Support Analyst (Banking) opportunities in Charlotte, NC. This is an excellent opportunity to join a ... the door with a great company _._ If a Trade Support Analyst sounds like something you...management, and reconciliation across multiple asset classes (eg, equities, fixed income , derivatives). + Presentable, confident and… more
- PNC (New York, NY)
- …will be based in New York, NY. Finra licenses required: SIE, 7 and 63 Fixed Income experience highly preferred Agency and MBS experience preferred PNC will not ... quality customer service with respect to client inquiries, transaction support , reporting and database management. + Executing assigned responsibilities...Series 7 and 63 within 120 days of employment. Fixed Income - SIE, Series 7 and… more
- TD Bank (New York, NY)
- …communications surveillance tools (eg, Behavox). + Deep understanding of trading in equities, fixed income , FX, and derivatives markets, as well as market abuse ... a global role, the incumbent will work with the Trade and Communications Surveillance leads across geographies (US, Canada,...regulated environment + Deep understanding of trading in equities, fixed income , FX, and derivatives markets, as… more
- First Horizon Bank (Memphis, TN)
- …consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income , and mortgage banking services. First Horizon has been ... **Description** **Job Title:** Intern - International Trade & Foreign Exchange Sales Support **Location:** Onsite listed in the job posting. **Internship Program… more
- T. Rowe Price (Baltimore, MD)
- …experience, we provide investment solutions and a broad range of equity, fixed income , and multi-asset capabilities to individuals, advisors, institutions, and ... and in your community. Y ou'll enjoy resources to support your career path, as well as compensation ,...a plus + Familiarity with other product types (ie Fixed Income , Equity, Derivatives, etc.) + Excellent… more
- TD Bank (New York, NY)
- …designations such as FINRA Certified Compliance Officer Program + Basic knowledge of Equities, Fixed Income and FX is required + Knowledge of the US markets ... team is looking for Vice President to join the Trade Surveillance team focused on Communications. The VP Compliance...Markets, as well as trading in Equities, Options, Futures, Fixed Income products and FX and Commodities.… more
- Capital One (New York, NY)
- …Energy Commodities) as well as institutional Broker-Dealer activities (Equities and Fixed Income ). The candidate should demonstrate strong analytical ... Trade Surveillance Manager (Broker-Dealer & Swap Dealer) **About...alert reviews, including disposition rationale and supervisory evidence. + Support monthly managerial review processes and prepare surveillance metrics… more
- JPMorgan Chase (Boston, MA)
- …operations, ideally within asset management. + Strong understanding of equity, fixed income , and/or derivative market structures and liquidity dynamics. ... firms with $1 trillion in assets (and counting) are using 55ip. As a Trade Implementation Strategist within 55ip, you will be responsible for enhancing the pre-… more
- JPMorgan Chase (Boston, MA)
- …large and complex Asset Managers/Owners and/or Investment Advisors + Solid understanding of Fixed Income and Equity markets + Strong knowledge of the Investment ... our world class team to achieve great results for clients. As an Operations Post Trade Compliance Associate within the Post Trade Compliance team, you will drive… more